Notice
28 Jul 2025
compliance, sec, securities regulation, national securities exchanges, 17a-1
📄SEC Requests Comments on Proposed Collection of Information under Rule 17a-1
The SEC is seeking comments on the proposed collection of information under Rule 17a-1, which mandates specific record-keeping practices for national securities exchanges, associations, and clearing agencies. This notice details compliance requirements, estimated time burdens, and requests public feedback on the collection's necessity and methodology.
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