Notice
19 Mar 2025
securities, compliance, regulation, national securities clearing corporation, risk management
📈Proposed Rule Change to NSCC's Risk Management Framework
The notice from the Securities and Exchange Commission announces the proposed rule change by the National Securities Clearing Corporation to amend its Risk Management Framework. This includes updates on the quarterly and annual review processes, clarification measures, and the removal of specific references, aimed at enhancing clarity within its operational guidelines.
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Compliance, Regulatory Requirements
23 Jan 2025
sec, financial regulations, rule change, national securities clearing corporation, depositary trust company