📈SEC Requests OMB Review on Rule 6a-3 Compliance Requirements
The Securities and Exchange Commission issued a notice regarding the extension of Rule 6a-3 under the Securities Exchange Act. This rule mandates national securities exchanges to report essential data and communications aimed at ensuring compliance and oversight. The notice invites public comments on the information collection process and emphasizes its necessity for effective regulatory functions.
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The SEC has submitted a request for OMB approval to extend the information collection requirements under Rules 6a-1 and 6a-2 related to national securities exchanges. This includes the necessity for thorough reporting and documentation filings, crucial for the Commission's oversight and regulatory functions. The proposed regulations emphasize maintaining updated and accurate information for operational compliance and registration processes.
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