Notice
28 Feb 2025
compliance, regulations, securities, broker-dealers, money market funds
đŸ“ˆConditional Exemption Order Impacting Broker-Dealers and Money Market Funds
The SEC issued a notice regarding a conditional exemption from certain transaction confirmation requirements under the Securities Exchange Act for money market funds. This exemption allows broker-dealers to provide monthly reports to investors instead of immediate confirmations, impacting operational compliance and reporting efficiency.
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