Notice 10 Apr 2025 sec, miami, floor brokers, error accounts, regulatory compliance, options trading

📈SEC Notice on MIAX Sapphire Proposed Rule Change for Error Accounts

The SEC is publishing a notice regarding MIAX Sapphire's proposed rule change to adopt Exchange Rule 2005, which establishes regulations for Floor Broker error accounts. This aims to improve clarity in exchanges' rule texts and ensure efficient processing of bona fide errors within the options trading framework.

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Notice 27 Mar 2025 regulatory compliance, fee schedule, miami, options exchange, mini-options, email update

📊MIAX Emerald Updates Fee Schedule for Email Domain and Mini-Options

MIAX Emerald proposes to amend its Fee Schedule by updating its email domain to @miaxglobal.com and removing the outdated reference to mini-options. These changes aim to clarify the communication process for members, reflecting the Exchange's efforts to maintain accurate and transparent regulations while eliminating obsolete references.

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Notice 19 Mar 2025 regulatory compliance, miami, business operations, options exchange, proprietary market data

📈MIAX Pearl Options Fee Schedule Amendment

The Securities and Exchange Commission has published a notice regarding MIAX Pearl's proposed changes to its Options Fee Schedule, which includes new categories for proprietary market data feeds, inviting public comments on the matter. The notice underscores the proposal's immediate effectiveness, indicating that it may soon impact market participants and their fee structures.

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Notice 18 Mar 2025 compliance, regulation, securities, market participants, fees, miami, testing systems, emerald

💰MIAX Emerald Proposes Fee Change for Testing Systems Access

The MIAX Emerald, LLC has proposed a rule change to amend its fee schedule, establishing a fee for market participants utilizing its dedicated cross connection for testing systems. The Securities and Exchange Commission is seeking public comments on this proposal, which was filed for immediate effectiveness.

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Notice 18 Mar 2025 compliance, trading, exchange, regulatory, finance, fees, options, miami

💰MIAX Pearl Proposes New Fees for Trading System Access

MIAX Pearl, LLC has filed a proposed rule change to amend its fee schedule, establishing a new fee for market participants that opt for dedicated cross connection access to the testing systems environment. This change is designated for immediate effectiveness, and public comments are invited regarding its consistency with the Securities Exchange Act.

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Notice 17 Mar 2025 regulation, securities, options trading, fee schedule, miami

📈MIAX Sapphire Amends Fee Schedule for Open-Close Report

The notice outlines MIAX Sapphire, LLC's proposed amendments to its fee schedule, which include establishing a fee discount program for the Open-Close Report and eliminating references to expired fee waivers and discounts related to connectivity fees. The rule change aims for immediate effectiveness and invites public comment on the proposal.

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Notice 4 Mar 2025 fees, market data, options exchange, miami, regulatory change

📈MIAX Sapphire Rule Change

The SEC announces MIAX Sapphire's proposed rule change to amend its fee schedule, introducing new categories for proprietary market data feeds. The exchange designated the proposal for immediate effectiveness and is inviting public comments on the changes. The new categories include Top of Market data feeds and Liquidity Feed, enhancing the exchange's offerings while ensuring compliance with regulatory standards.

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Notice 21 Feb 2025 securities exchange, options trading, financial regulation, miami, investment opportunities, gold etf

🪙MIAX PEARL's Rule Change for Goldman Sachs Gold ETF Options

MIAX PEARL, LLC has proposed a rule change to allow the listing and trading of options on the Goldman Sachs Physical Gold ETF. The change aims to modernize options offerings, reflecting current securities and enhancing trading strategies available to investors in the market. Comments on this proposal are invited from interested parties.

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Notice 12 Feb 2025 securities, options trading, trading floor, exchange, miami, fines, regulatory changes, compliance

⚖️MIAX Sapphire Proposes New Fines for Minor Regulatory Violations

MIAX Sapphire is seeking to implement amendments to Exchange Rule 1014 concerning the imposition of fines for minor rule violations on its Trading Floor. The proposed changes underscore the need for compliance with updated trading conduct rules while promoting orderly market operations within the exchange framework.

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Notice 4 Feb 2025 compliance, regulation, securities, self-regulatory organizations, miami, fines

📈MIAX Emerald's Minor Rule Violation Plan

The Securities and Exchange Commission has declared effective MIAX Emerald, LLC's minor rule violation plan, permitting the exchange to impose fines for specific minor violations without engaging in formal disciplinary actions. The plan streamlines the enforcement process while ensuring ongoing compliance with regulatory standards.

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