Notice 9 Jul 2025 regulatory compliance, securities, financial services, cat fees, market structure

💰Proposed Rule Change on Fees for Industry Members Related to CAT

The SEC published a notice regarding a proposed rule change by the Long-Term Stock Exchange, Inc., aiming to establish fees for Industry Members associated with the Consolidated Audit Trail (CAT) for the latter half of 2025. This notice invites public comments and details the regulatory framework surrounding CAT costs and fee structures.

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Notice 7 Jul 2025 compliance, sec, financial services, options trading, securities regulation, market structure, trading systems

📈Analysis of SEC Rule Change for MX2 Options Trading

The Securities and Exchange Commission (SEC) published a notice regarding a proposed rule change for MX2 Options, detailing the terms, purpose, and significant aspects of the new electronic trading system for options. The proposal emphasizes compliance with regulatory standards, member participation, and market maker obligations, seeking to enhance the current trading framework.

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Notice 7 May 2025 trading, securities, financial regulation, investors exchange, liquidity, market structure

📉IEX Proposes Rule Change on Post Only Orders for Liquidity

The Investors Exchange LLC proposes a modification to its Post Only order type, requiring a minimum price improvement of $0.01 for execution upon entry. This change aims to encourage the posting of displayed liquidity and enhance market efficiency, aligning IEX with similar practices in other exchanges. The new rules are set to provide greater price determination for members and streamline trading operations.

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Notice 10 Apr 2025 compliance, financial regulations, securities exchange, texas, market structure

📈Texas Stock Exchange Application for National Securities Exchange Registration

Texas Stock Exchange LLC has submitted an application to register as a national securities exchange. The Securities and Exchange Commission is inviting public comments on this application, which outlines TXSE's proposal to fulfill regulatory requirements, governance, and operational details of their trading system.

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Notice 9 Apr 2025 trading, regulation, finance, securities, nyse, market structure

💹NYSE Proposes Rule Change to Amend Price List with New Routing Fees

The NYSE has filed a notice regarding a proposed rule change to amend its price list by adopting fees for orders routed via the Midpoint Ping strategy. The change, effective April 1, 2025, aims to enhance access to midpoint liquidity while promoting competition among exchanges.

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Regulatory Change, Trading Operations 28 Jan 2025 compliance, trading, securities, cboe, financial regulation, auction, market structure