Notice 29 Sep 2025 regulatory fees, options trading, financial services, sec, market regulation, compliance

📊MIAX Pearl Proposes Changes to Options Regulatory Fee Structure

The Securities and Exchange Commission published a notice regarding MIAX Pearl's proposed rule change to adjust the Options Regulatory Fee (ORF). The proposal includes a temporary reduction of the fee from $0.0018 to $0.0014 per contract and an increase to $0.0016 starting January 1, 2026, reflecting recent trading volumes and regulatory costs.

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Notice 23 Sep 2025 complex orders, trading compliance, market regulation, cboe bzx, securities

📈Cboe BZX Complex Orders Regulation Notice

The Cboe BZX Exchange has proposed new regulations to govern the trading of complex orders, outlining definitions, trading mechanisms, and risk mitigation procedures. These changes aim to enhance market liquidity, improve execution opportunities, and maintain market integrity, adapting to the dynamics of complex option strategies. The regulations reflect consistency with similar rules from other exchanges to foster equitable trading practices.

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Notice 18 Sep 2025 market regulation, investment, securities, non-displayed orders, trading, fee structure

💰IEX Proposes Changes to Fee Schedule for Non-Displayed Trading

The Investors Exchange LLC (IEX) has filed a proposal with the SEC to amend its fee schedule, introducing new pricing incentive tiers aimed at boosting non-displayed trading. The Incremental Fee Tiers will offer discounts for increased trading volumes, fostering greater liquidity and competitive edge for participating members.

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Notice 9 Sep 2025 auction orders, market regulation, securities, trading, financial services

📈Cboe BZX Exchange’s New Closing Auction Rule Amendments

The SEC approved proposed rule changes by Cboe BZX Exchange to amend how Late-Limit-On-Close (LLOC) and Limit-On-Close (LOC) orders are priced and submitted. These changes aim to enhance market efficiency, reduce price volatility, and provide clearer pricing signals during the Closing Auction, potentially benefiting both users and overall market stability.

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Notice 29 Aug 2025 international trade, antidumping duty, u.s. department of commerce, market regulation, russia, silicon metal

📈Antidumping Duty on Silicon Metal from Russia

The U.S. Department of Commerce (Commerce) finds that revocation of the antidumping duty (AD) order on silicon metal from the Russian Federation (Russia) would be likely to lead to continuation or recurrence of dumping, at the levels indicated in the "Final Results of Sunset Review" section of this notice.

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Notice 26 Aug 2025 securities exchange, trading rules, market regulation, flex options, investment strategies

📈Nasdaq PHLX Flex Options Trading Rule Change Overview

The SEC has published a notice regarding Nasdaq PHLX's proposed rules governing electronic FLEX Options trading. This includes measures for customizing contract terms, aligning with enhanced technology for better market performance and enabling tailored investment strategies. The implementation is designed to improve trading flexibility and market efficiency across investment approaches.

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Notice 18 Aug 2025 compliance, trading, securities, nyse, market regulation

📈NYSE American Proposes Amendments to Order Routing Rules

The Securities and Exchange Commission has issued a notice regarding NYSE American LLC's proposed amendment to Rule 7.37E, allowing optional routing of orders to Away Markets that do not display protected quotations. This change aims to enhance market efficiency and facilitate additional trading venues, thereby promoting competition among exchanges and improving transaction opportunities for market participants.

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Notice 12 Aug 2025 options market, financial services, edgx, historical data, fee schedule, cboe, market regulation

📊SEC Notice on Cboe EDGX Temporary Discount for Historical Data

The SEC published a notice regarding Cboe EDGX's proposed rule change, introducing a temporary 20% fee discount for ad hoc purchases of historical depth data reports. This incentive aims to enhance accessibility to market data for users interested in analyzing historical trading information, effective from July 28 to September 30, 2025.

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Notice 30 Jul 2025 securities exchange, connectivity fees, telecommunications, market regulation, fintech

💰SEC Approves NYSE Connectivity Fee Schedule Amendments

The SEC approved amendments to the NYSE connectivity fee schedule, expanding services from the Mahwah Data Center to trading floors. This enhancement allows for new connectivity options, promoting competitive services while ensuring compliance with existing regulations.

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Notice 24 Jul 2025 compliance, securities, cboe, options trading, market regulation

📈Cboe EDGX Rule Change for Options Opening Process Disclosed

The Cboe EDGX Exchange aims to amend its opening process for exclusively listed index options, allowing a more automated approach to opening trades. This proposed rule change focuses on facilitating timely market openings and reducing delays, thus benefiting market participants and improving overall trading efficiency.

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