Notice 29 May 2025 sec, securities regulation, cboe bzx, trading compliance, market makers, derivative securities

📈Cboe BZX Exchange Notice on Market Maker Rule Change

The Securities and Exchange Commission has announced a longer review period for a proposed rule change from Cboe BZX Exchange, designed to modify requirements for registered Market Makers associated with Derivative Securities. The notice reflects ongoing consideration of the complexities involved in the proposed amendments, which may impact trading practices within the industry.

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Notice 20 May 2025 financial services, cboe, fees, trading regulations, market makers

💸Cboe Introduces Excessive Mass Cancel and Purge Fee for Market Makers

The Cboe Exchange proposes a new fee structure targeting excessive mass cancellation and purge activity among Market Makers trading SPXW options. This initiative aims to promote efficient use of exchange resources, deter disruptive trading behaviors, and ensure fair access to market systems. The planned fees are tiered based on activity levels, reflecting the goal of reducing strain on system capacity.

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Notice 22 Apr 2025 regulation, securities, nyse, financial compliance, market makers

📈Proposed Rule Changes for Market Makers on NYSE Texas

The Securities and Exchange Commission published a notice regarding NYSE Texas's proposed rule changes to reintroduce and update market maker regulations. Key amendments include new definitions and operational standards, which aim to enhance market quality, competitiveness, and investor protection while aligning with affiliated exchanges' rules.

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Notice 11 Apr 2025 exchange, regulation, securities, trading fees, liquidity, market makers

💹Proposed Changes to NYSE American Fees May Impact Trading Strategies

The NYSE American LLC has filed a notice regarding proposed amendments to transaction fees and credits for Electronic Designated Market Makers. These changes aim to enhance liquidity and competitiveness in the market, responding to the evolving trading landscape and investor needs. The proposal includes introducing a new higher credit option for eDMMs to incentivize increased liquidity provision.

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Notice 18 Mar 2025 trading, securities, fees, nasdaq, financial regulation, market makers

📈Nasdaq GEMX Proposes Changes to Options Pricing Schedule

The SEC announces Nasdaq GEMX's proposed rule change to amend the "Regular Order Fees and Rebates" in its Pricing Schedule. Key modifications include the removal of certain rebates and fees, adjustments in qualifying criteria for market participants, and a focus on enhancing fee structures for various trading categories. The proposed changes are designated for immediate effectiveness and open for public comment.

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Notice 17 Mar 2025 trading, exchange, regulations, securities, business strategy, market makers

📈Cboe EDGX Proposes Rule Amendments for Order Processing

The Cboe EDGX Exchange is proposing changes to Rule 21.8 regarding order display and processing. These amendments aim to optimize how fractional fills are handled and ensure that PMMs receive at least one contract when they have priority quotes at the National Best Bid and Offer (NBBO), facilitating improved market liquidity and trading operations.

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Notice 17 Mar 2025 regulatory changes, nyse, financial services, options trading, market makers

💰NYSE Arca Proposes Changes to Options Fee Schedule

The NYSE Arca has submitted a notice of filing to increase the manual transaction fees for Lead Market Makers and to remove obsolete text related to the Options Regulatory Fee. The changes are designated for immediate effectiveness and aim to clarify the fee schedule, enhancing operational consistency for traders on the exchange.

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Notice 26 Feb 2025 trading, securities, cboe, market makers, exchange regulations

📈SEC Notice on Changes to Cboe BZX Exchange Fee Schedule

Cboe BZX Exchange has filed a notice to amend its fee schedule, proposing to make continuous book executions during the Opening and Closing Auctions free for Lead Market Makers. This change is part of efforts to enhance trading efficiency and competitiveness within the exchange. The public is invited to comment on this proposed rule change.

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Notice 19 Feb 2025 regulations, securities, financial services, options trading, market makers

📈SEC Notice on Changes to MIAX Options Fee Schedule

The SEC has published a notice regarding the Miami International Securities Exchange's proposed amendment to its Fee Schedule, specifically the removal of fees and the termination of the Market Maker Incentive Program for SPIKES options. The changes are slated to take effect on February 1, 2025, following immediate effectiveness designation. The SEC is soliciting public comment on the proposed rule change.

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Notice 19 Feb 2025 regulatory compliance, nasdaq, trading rules, market makers, liquidity incentives

📈Nasdaq Rule Change on Market Maker Incentives

The Securities and Exchange Commission has published a notice regarding Nasdaq's proposed rule change to amend its pricing schedule related to market maker incentives for removing liquidity in penny symbols. This rule aims to adjust fee structures to facilitate improved trading conditions on the Nasdaq Options Market. Public comments are invited on the proposal.

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