Notice
15 Sep 2025
regulation, broker-dealers, compliance, sec, securities, market centers
📉SEC Approves Amendments to Rule 605 for National Market System
The SEC has approved amendments to the National Market System Plan under Rule 605, modernizing reporting procedures and expanding requirements for market centers and broker-dealers. The changes aim to enhance transparency and accessibility of execution quality reports by incorporating new data fields and summary reports. This update is part of ongoing efforts to ensure investor protection and maintain orderly market operations.
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