Notice 3 Sep 2025 sec, regulation, nasdaq, financial, market, investments, crypto

📈Nasdaq Crypto ETF Proposal Update - SEC Regulatory Notice

The SEC has designated a longer review period for Nasdaq's proposed amendments to Rule 5711(i) related to the listing and trading of digital asset ETFs. This regulatory notice highlights the timeline for decision-making on these critical changes, reflecting the evolving landscape of cryptocurrency investments and the regulatory scrutiny they face.

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Notice 20 Aug 2025 trading, regulation, finance, securities, market, options, commodities

📈Nasdaq ISE Proposes Changes to Options Trading Criteria

Nasdaq ISE, LLC filed a proposed rule change seeking to amend its options listing criteria for trading units representing interests in a trust based on commodities. The SEC is allowing a longer review period for this rule change to ensure thorough consideration before final approval or disapproval.

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Notice 18 Aug 2025 compliance, trading, regulation, securities, nyse, market, stock exchange

📈NYSE National Proposes Key Changes to Trading Halt Rules

NYSE National has filed a proposed rule change to amend trading halt regulations, defining new categories and processes for regulatory and operational halts. The amendments aim to clarify existing rules, promote consistent market practices, and ensure orderly trading during unusual market activity. Stakeholders are invited to comment on these proposed changes.

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Notice 4 Aug 2025 compliance, energy, regulation, filings, tariffs, market, electricity

⚡Overview of FERC Combined Notice of Filings | Department of Energy

The Department of Energy's Federal Energy Regulatory Commission released a combined notice regarding multiple electric rate filings. The document outlines compliance changes, interconnection agreements, and updates from various applicants in the energy sector, encouraging public engagement and participation in the regulatory process.

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Notice 11 Jul 2025 compliance, sec, regulations, financial services, fees, market, cat

💰Proposed CAT Fee Rule Changes Affect Industry Financials

The SEC has published a notice on a proposed rule change regarding the MIAX PEARL Exchange’s fee schedule for the Consolidated Audit Trail. The proposal aims to adjust fees for industry members based on budgeted costs for maintaining the national market system plan, impacting trading costs significantly.

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Notice 9 Jul 2025 compliance, exchange, regulation, securities, fees, financial, market, cat

💰Cboe EDGA Proposed Fee Change for Consolidated Audit Trail

The Securities and Exchange Commission published a notice about Cboe EDGA Exchange's proposed fee change for Industry Members, aimed at recovering costs associated with the Consolidated Audit Trail (CAT). The proposal details fee structures for the remainder of 2025, covering operational expenses that ensure compliance and data management under the CAT NMS Plan.

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Notice 12 Jun 2025 trading, regulations, securities, cboe, financial, market, options

📈Cboe BZX Proposes Changes to Opening Process for Options

The Securities and Exchange Commission is considering a rule change proposed by Cboe BZX Exchange to amend the opening process for simple orders in exclusively listed index option classes. This adjustment aims to enhance market efficiency by potentially reducing delays in trading openings, thus benefiting market participants.

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Notice 28 May 2025 trading, market, securities, financial regulations, compliance, fees

📈Cboe BZX Exchange Fee Schedule Amendments Overview

The Cboe BZX Exchange has proposed changes to its fee schedule, including updates to Add Volume Tiers and the introduction of a new Cross Asset Tier. These modifications aim to adjust rebate structures and criteria, fostering enhanced liquidity and order flow, and encouraging greater participation across exchange platforms.

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Notice 15 May 2025 market, nasdaq, exchange, securities, financial incentives, regulation, liquidity

💰Nasdaq Proposes New Fee Credits for Liquidity Providers

The Nasdaq Stock Market LLC proposed a rule change to amend its fee schedule, introducing new credits for members that exceed liquidity thresholds as designated liquidity providers for exchange-traded products. This initiative aims to enhance competitiveness and facilitate increased trading activity in specific securities, providing financial incentives to members.

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Notice 30 Apr 2025 equity, trading, securities, compliance, market, regulation, exchange, data feeds

📈MIAX Pearl Updates Data Feed Rules Following NYSE Texas Name Change

The Securities and Exchange Commission published a notice regarding MIAX Pearl's proposed rule change to amend Exchange Rule 2613, updating the name from NYSE Chicago, Inc. to NYSE Texas, Inc. This change aims to ensure clarity and transparency in data feeds used for equity securities.

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