Notice 22 Jul 2025 regulatory compliance, securities, financial services, risk management, options clearing corporation, margin calls

📈SEC Proposes Rule Change on OCC's Margin Call Process

The Securities and Exchange Commission has announced a notice regarding the Options Clearing Corporation's proposed updates to its portfolio revaluation process aimed at enhancing management of intraday margin calls. This notice extends the review period for the proposed rule change, allowing the Commission more time to consider its implications for risk exposure management among clearing members.

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Notice 2 Jun 2025 risk management, securities regulation, options clearing corporation, intraday trading, margin calls

📈Changes to Margin Call Process for Clearing Members Impacting Business Risk

The SEC has published a notice regarding a proposed rule change by the Options Clearing Corporation (OCC) to update its intraday margin call process. The new approach will incorporate real-time position evaluations, aiming to enhance risk management and reduce financial exposure for clearing members. These changes are designed to improve OCC's oversight of intraday trading risks.

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Notice 16 Apr 2025 financial risk management, ice clear credit, regulatory compliance, securities, margin calls, clearing agencies

💰Proposed Rule Change on ICC Treasury Operations Policies & Procedures

The SEC has published a notice regarding ICE Clear Credit LLC's proposed rule change to amend its Treasury Operations Policies and Procedures. The proposed changes aim to formalize and improve transparency regarding intraday margin call processes, ensuring effective risk management and compliance with regulatory standards in securities transactions and derivative agreements.

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