Notice 11 Jun 2025 compliance, regulation, securities, financial services, margin, intraday margin, fccc

📈FICC Proposed Rule Changes for Intraday Margin Collection

The SEC has approved a proposed rule change by the FICC concerning enhancements in the collection of intraday margins, requiring more frequent monitoring and adjustments based on market volatility. This change aims to improve financial stability and safeguard investor interests while aligning with new regulatory requirements under the CCAS Margin Rules.

Learn More
Notice 11 Feb 2025 options clearing, securities, financial regulation, margin, compliance, risk management

📈Margin Add-On Charge Proposed by Options Clearing Corporation

The Securities and Exchange Commission issued a notice regarding a proposed rule change by the Options Clearing Corporation to establish a margin add-on charge. This measure aims to mitigate risks associated with intraday and overnight trading, particularly focusing on the trading of short-dated options. The proposal includes various amendments addressing industry feedback and regulatory standards.

Learn More