Notice 4 Aug 2025 securities, financial regulation, liquidity risk, options clearing, stress testing

💰OCC's Stress Testing Methodology Policy Amendments Approved

The Securities and Exchange Commission approved the Options Clearing Corporation's amendments to its Comprehensive Stress Testing and Clearing Fund Methodology. These changes enhance the organization's ability to manage credit and liquidity risks by adjusting scenario categorizations, streamlining methodologies, and improving calibration practices for risk assessment.

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Notice 28 Jul 2025 compliance, treasury, financial regulation, business management, liquidity risk, comptroller

📊OCC Notice on Interagency Policy Statement for Liquidity Risk Management

The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning a revision to its information collection titled, "Interagency Policy Statement on Funding and Liquidity Risk Management." The OCC also is giving notice that it has sent the collection to OMB for review.

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Notice 10 Jun 2025 compliance, sec, regulation, financial services, lch sa, clearing agencies, liquidity risk

💵New Liquidity Risk Framework Changes Approved for LCH SA

The Securities and Exchange Commission has approved revisions to LCH SA's Liquidity Risk Modelling Framework, enhancing its approach to managing liquidity risks associated with clearing services. The updates aim to clarify operational requirements, improve data accuracy, and ensure compliance with regulatory standards for effective liquidity management.

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Notice 22 Apr 2025 collateral management, liquidity risk, sec, regulatory compliance, clearing agency, lch sa

💧LCH SA's Proposed Rule Change on Liquidity Risk Framework

The Securities and Exchange Commission published a notice concerning LCH SA’s proposed amendments to its Liquidity Risk Modelling Framework. The revisions aim to enhance the management of liquidity risks and clarify the treatment of collateral by detailing processes for liquidity needs arising from daily settlement, thereby aligning operational procedures with empirical data and regulatory standards.

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Notice 11 Mar 2025 sec, regulation, finance, securities, clearing, liquidity risk, ice clear credit

📈SEC Notice on ICE Clear Credit's Liquidity Risk Rule Change

The SEC has published a notice regarding ICE Clear Credit LLC's proposed rule change to its Liquidity Risk Management Framework, aimed at updating outdated references. This rule change is designated for immediate effectiveness, with a solicitation for public comments on its consistency with regulations governing securities exchanges and clearing agencies.

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Notice 7 Feb 2025 federal reserve, liquidity risk, compliance, regulation, banking organizations

📊Federal Reserve's Liquidity Monitoring Report Extension Announced

The Board of Governors of the Federal Reserve System (Board) is adopting a proposal to extend for three years, without revision, the Complex Institution Liquidity Monitoring Report (FR 2052a; OMB No. 7100-0361).

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