Notice
8 May 2025
compliance, securities, financial transactions, regulation, dtc, business operations, lei
📊LEI Requirement for DTC Participants
The Securities and Exchange Commission (SEC) announces a proposed rule change by The Depository Trust Company (DTC) to amend its rules, requiring all participants to obtain and maintain a Legal Entity Identifier (LEI). This change aims to enhance data quality, simplify operational processes, and improve risk management in financial transactions among DTC participants.
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