📄SEC Proposed Collection
The Securities and Exchange Commission is seeking comments on existing information collections pertaining to Rule 17a-10, which regulates transactions between registered investment companies and their affiliates. The proposal emphasizes compliance requirements for subadvisers and associated documentation modifications necessary for legal adherence to the rule.
Learn More⚖️Final Rule on Parole Process for Mixed Code Offenders
The U.S. Parole Commission is adopting a final rule to remove and reserve a procedural rule which concerns prisoners serving any combination of U.S. and D.C. Code sentences that have been aggregated by the U.S. Bureau of Prisons ("mixed code" offenders) and considered for parole on the basis of a single parole eligibility and mandatory release date on the aggregate sentence.
Learn More📅Notice of Prehearing Conference from Postal Regulatory Commission
The Commission is providing notice that a prehearing videoconference is being rescheduled and providing other case management information.
Learn More🔒SEC Closed Meeting Notice - Sunshine Act Compliance 2025
The SEC issued a notice regarding a closed meeting under the Sunshine Act, set to discuss various legal matters including injunctions, administrative proceedings, and enforcement actions. The meeting is not open to the public, indicating the sensitivity of the topics at hand, which may include significant developments affecting business regulations and compliance.
Learn More🔒SEC Sunshine Act Meeting on Enforcement Matters Announcement
The SEC has scheduled a closed Sunshine Act meeting to discuss regulatory actions such as injunctive actions and administrative proceedings. The meeting will include relevant commissioners and staff, and details on any changes will be posted on the SEC's website. The agenda reflects the ongoing enforcement priorities and legal matters affecting the Commission's operations.
Learn More⚖️SEC Temporary Order for Credit Suisse
The Securities and Exchange Commission has issued a temporary order allowing Credit Suisse Services AG and its affiliates to continue operations despite ongoing legal complexities. This exemption is critical for maintaining their investment advisory services while navigating significant compliance issues stemming from past convictions related to financial misconduct. The decision impacts direct operational and financial strategies within the firm.
Learn More🏛️Advisory Committee on Appellate Rules Meeting Notice
The Advisory Committee on Appellate Rules will hold an in- person meeting in hybrid format with remote attendance options on October 15, 2025 in Washington, DC. The meeting is open to the public for observation but not participation. Please see the SUPPLEMENTARY INFORMATION section in this notice for instructions on observing the meeting.
Learn More🏛️Advisory Committee on Evidence Rules Meeting Notice
The Advisory Committee on Evidence Rules will hold an in- person meeting in hybrid format with remote attendance options on May 2, 2025 in Washington, DC. The meeting is open to the public for observation but not participation. Please see the Supplementary Information section in this notice for instructions on observing the meeting.
Learn More🏗️Proposed Consent Decree for Environmental Cleanup in Missouri
The Department of Justice has lodged a proposed Consent Decree concerning Jarboe Realty's involvement in environmental cleanup at the North St. Louis County Superfund Site. Jarboe Realty will pay for response costs and ensure compliance with institutional controls while receiving immunity from further legal actions related to these activities under CERCLA. Public comments on this proposal are invited.
Learn More🚫OFAC Sanctions Notice
The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons and vessels that have been placed on OFAC's Specially Designated Nationals and Blocked Persons List (SDN List) based on OFAC's determination that one or more applicable legal criteria were satisfied. All property and interests in property subject to U.S. jurisdiction of these persons are blocked, and U.S. persons are generally prohibited from engaging in transactions with them. The vessel placed on the SDN List has been identified as property in which a blocked person has an interest.
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