Notice 19 Sep 2025 financial institutions, sec, governance, user directors, lch sa, clearing agency

🏦Proposed Rule Change for LCH SA Board Governance

LCH SA has filed a proposed rule change with the SEC regarding governance modifications for its Board of Directors. This includes increasing the number of User Directors and amending nomination criteria to better reflect operational needs, aiming to ensure fair representation and adapt to recent changes in corporate relationships.

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Notice 18 Sep 2025 sec, regulation, risk management, compliance, financial services, lch sa, securities

📈SEC Extends Review Period for LCH SA Risk Policy Changes

The Securities and Exchange Commission has designated an extended review period for LCH SA's proposed updates to its risk governance framework and various risk policies. These changes are crucial for organizations utilizing LCH SA for trading and collateral services, ensuring that their risk management practices align with regulatory standards.

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Notice 1 Aug 2025 compliance, regulation, financial services, clearing agency, lch sa, risk governance, collateral risk policy, credit risk

⚖️Proposed Rule Change for LCH SA's Risk Governance Framework

LCH SA has filed proposed rule changes regarding its risk governance framework, covering collateral, financial resources, and various risk policies to enhance transparency and compliance. The changes aim to align risk management practices with regulatory requirements and improve operational resilience within the clearing agency's operations.

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Notice 27 Jun 2025 securities, regulation, cdsclear, fees, lch sa, clearing services, finance

💼Proposal for LCH SA Fee Grid Change Affecting CDS Dealers

The Securities and Exchange Commission published a notice regarding LCH SA's proposed amendments to its CDSClear Fee Grid, which includes the introduction of new fees applicable to CDS Dealers and the removal of outdated service references. The changes aim to enhance service offerings and compliance with regulatory standards.

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Notice 24 Jun 2025 compliance, regulation, securities, financial services, clearing agency, lch sa, business continuity

🔄LCH SA Regulatory Changes for Clearing Members Approved

The Securities and Exchange Commission has approved a proposed rule change by LCH SA concerning revisions to its Rule Book and regulations. Notably, Clearing Members are mandated to participate in regular testing of business continuity and disaster recovery plans, enhancing operational resilience and compliance standards within the clearing agency framework.

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Notice 17 Jun 2025 compliance, sec, regulation, finance, securities, risk management, lch sa, collateral

💰LCH SA's Revised Collateral Concentration Limits Approved

The Securities and Exchange Commission has approved LCH SA's proposed rule change regarding collateral concentration limits for supranational and European agency securities. The change allows for individual limits per issuer, enhancing flexibility for clearing members while simultaneously implementing more conservative concentration guidelines per security type to mitigate risk exposure.

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Notice 10 Jun 2025 compliance, sec, regulation, financial services, lch sa, clearing agencies, liquidity risk

💵New Liquidity Risk Framework Changes Approved for LCH SA

The Securities and Exchange Commission has approved revisions to LCH SA's Liquidity Risk Modelling Framework, enhancing its approach to managing liquidity risks associated with clearing services. The updates aim to clarify operational requirements, improve data accuracy, and ensure compliance with regulatory standards for effective liquidity management.

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Notice 5 May 2025 clearing member, business continuity, regulatory compliance, financial markets, lch sa, securities exchange commission

📊LCH SA's Proposed Rule Change on Clearing Member Testing Requirements

LCH SA is proposing amendments to its rulebook to require Clearing Members to participate in testing of business continuity and disaster recovery plans, as well as comply with new margin adequacy regulations. These changes aim to enhance operational resilience and compliance under the Securities Exchange Act. The proposal seeks comment from stakeholders and emphasizes the importance of thorough testing to maintain orderly market functions.

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Notice 28 Apr 2025 clearing agency, collateral management, lch sa, financial regulation, securities

💼LCH SA Proposes New Collateral Concentration Limits for Clearing Members

The Securities and Exchange Commission (SEC) has announced LCH SA's proposed rule change to amend collateral concentration limits for supranational and European agency securities. The revision aims to provide more flexibility for clearing members in meeting initial margin requirements, allowing for individual limits per issuer while maintaining risk management standards.

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Notice 22 Apr 2025 collateral management, liquidity risk, sec, regulatory compliance, clearing agency, lch sa

💧LCH SA's Proposed Rule Change on Liquidity Risk Framework

The Securities and Exchange Commission published a notice concerning LCH SA’s proposed amendments to its Liquidity Risk Modelling Framework. The revisions aim to enhance the management of liquidity risks and clarify the treatment of collateral by detailing processes for liquidity needs arising from daily settlement, thereby aligning operational procedures with empirical data and regulatory standards.

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