Notice 1 Aug 2025 compliance, regulation, financial services, clearing agency, lch sa, risk governance, collateral risk policy, credit risk

⚖️Proposed Rule Change for LCH SA's Risk Governance Framework

LCH SA has filed proposed rule changes regarding its risk governance framework, covering collateral, financial resources, and various risk policies to enhance transparency and compliance. The changes aim to align risk management practices with regulatory requirements and improve operational resilience within the clearing agency's operations.

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Notice 27 Jun 2025 regulation, finance, securities, fees, lch sa, cdsclear, clearing services

💼Proposal for LCH SA Fee Grid Change Affecting CDS Dealers

The Securities and Exchange Commission published a notice regarding LCH SA's proposed amendments to its CDSClear Fee Grid, which includes the introduction of new fees applicable to CDS Dealers and the removal of outdated service references. The changes aim to enhance service offerings and compliance with regulatory standards.

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Notice 24 Jun 2025 compliance, regulation, securities, financial services, clearing agency, lch sa, business continuity

🔄LCH SA Regulatory Changes for Clearing Members Approved

The Securities and Exchange Commission has approved a proposed rule change by LCH SA concerning revisions to its Rule Book and regulations. Notably, Clearing Members are mandated to participate in regular testing of business continuity and disaster recovery plans, enhancing operational resilience and compliance standards within the clearing agency framework.

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Notice 17 Jun 2025 compliance, sec, regulation, finance, securities, risk management, lch sa, collateral

💰LCH SA's Revised Collateral Concentration Limits Approved

The Securities and Exchange Commission has approved LCH SA's proposed rule change regarding collateral concentration limits for supranational and European agency securities. The change allows for individual limits per issuer, enhancing flexibility for clearing members while simultaneously implementing more conservative concentration guidelines per security type to mitigate risk exposure.

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Notice 10 Jun 2025 compliance, sec, regulation, financial services, lch sa, clearing agencies, liquidity risk

💵New Liquidity Risk Framework Changes Approved for LCH SA

The Securities and Exchange Commission has approved revisions to LCH SA's Liquidity Risk Modelling Framework, enhancing its approach to managing liquidity risks associated with clearing services. The updates aim to clarify operational requirements, improve data accuracy, and ensure compliance with regulatory standards for effective liquidity management.

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Notice 5 May 2025 regulatory compliance, securities exchange commission, financial markets, lch sa, business continuity, clearing member

📊LCH SA's Proposed Rule Change on Clearing Member Testing Requirements

LCH SA is proposing amendments to its rulebook to require Clearing Members to participate in testing of business continuity and disaster recovery plans, as well as comply with new margin adequacy regulations. These changes aim to enhance operational resilience and compliance under the Securities Exchange Act. The proposal seeks comment from stakeholders and emphasizes the importance of thorough testing to maintain orderly market functions.

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Notice 28 Apr 2025 securities, financial regulation, clearing agency, lch sa, collateral management

💼LCH SA Proposes New Collateral Concentration Limits for Clearing Members

The Securities and Exchange Commission (SEC) has announced LCH SA's proposed rule change to amend collateral concentration limits for supranational and European agency securities. The revision aims to provide more flexibility for clearing members in meeting initial margin requirements, allowing for individual limits per issuer while maintaining risk management standards.

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Notice 22 Apr 2025 sec, regulatory compliance, clearing agency, lch sa, liquidity risk, collateral management

💧LCH SA's Proposed Rule Change on Liquidity Risk Framework

The Securities and Exchange Commission published a notice concerning LCH SA’s proposed amendments to its Liquidity Risk Modelling Framework. The revisions aim to enhance the management of liquidity risks and clarify the treatment of collateral by detailing processes for liquidity needs arising from daily settlement, thereby aligning operational procedures with empirical data and regulatory standards.

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Notice 27 Mar 2025 regulation, financial services, fees, clearing agency, cash management, lch sa, collateral

💵LCH SA Proposes Changes to Cash and Securities Collateral Fees

LCH SA has submitted a proposed rule change to amend its fee structures for cash and securities collateral used as initial margin in its CDSClear service. The changes aim to enhance competitive dynamics and improve liquidity risk profiles by adjusting fees and spreads based on market conditions and operational considerations.

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Compliance, Financial Regulation 23 Jan 2025 regulatory compliance, securities, investments, derivatives, lch sa, clearing