Notice
14 Mar 2025
compliance, trading, regulation, securities, investors exchange
🔍Proposed Rule Change to Retire Proprietary Calculation by IEX
The Securities and Exchange Commission published a notice regarding a proposed rule change by Investors Exchange LLC, which aims to retire one of its proprietary mathematical calculations for assessing quotation probability. This amendment is designated for immediate effectiveness and is open for public comments to ensure alignment with regulatory standards.
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Notice
12 Mar 2025
compliance, securities, options trading, investors exchange, regulatory affairs
💼SEC Notice on Proposed Rule Change for IEX Options Trading
The SEC has announced a longer review period for the proposed rule change from the Investors Exchange LLC, which seeks to govern the trading of options on a new facility called IEX Options. This notice outlines the procedural timeline and encourages public comments on the proposed changes to enhance the regulatory framework for trading options.
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Compliance, Financial Regulations
16 Jan 2025
securities regulation, business fees, transaction pricing, investors exchange, financial services
Regulatory Compliance, Financial Implications
8 Jan 2025
compliance, sec, financial regulation, self-regulatory organizations, audit trail fees, investors exchange
Regulatory Requirements, Financial Changes
8 Jan 2025
securities, business compliance, financial regulations, fees, investors exchange, transaction pricing