Notice 4 Jun 2025 securities, options, etf, investment regulation, unit investment trust

📈BOX Exchange Proposes In-Kind Transfers for ETF Options

The Securities and Exchange Commission published a notice for BOX Exchange's proposed Rule 7165 to allow in-kind transfers of options positions related to ETFs and UITs. This rule aims to enhance tax efficiency and operational flexibility for these investment vehicles, thus benefiting both the exchanges and the investors.

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Notice 12 Feb 2025 sec, financial services, nasdaq, bitcoin trust, investment regulation

💰Nasdaq Proposes In-Kind Transfers for iShares Bitcoin Trust

The SEC is considering a proposed rule change by Nasdaq to allow in-kind transfers of bitcoin for the iShares Bitcoin Trust, enhancing trading efficiency and flexibility in transactions. This amendment responds to the growing interest in crypto investments, enabling a streamlined process for Authorized Participants amid increasing market activity.

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