Notice 2 Apr 2025 regulatory compliance, small business, financial services, sba, investment company

📉Gemini Investors VI, L.P. License Surrender

The U.S. Small Business Administration has declared the license of Gemini Investors VI, L.P. as null and void, effectively surrendering its Small Business Investment Company license. This regulatory announcement signals changes in the investment landscape for small businesses affiliated with Gemini Investors VI and may influence their financial operations going forward.

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Notice 27 Mar 2025 small business, financial regulation, sba, investment company, capital access

🚫SBA Declares License Null for Silver Lake Waterman Fund II, L.P.

The Small Business Administration has officially declared the license of Silver Lake Waterman Fund II, L.P. as null and void under the authority of the Small Business Investment Act. This action may influence the investment landscape for small businesses reliant on funding from this investment company.

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Notice 21 Mar 2025 regulatory compliance, sec, financial services, investment company, business development companies

📈SEC Notice on Exemption for Multiple Classes of Shares in Investment Companies

The SEC has issued a notice regarding an application from Carlyle Global Credit Investment Management L.L.C. for an exemption under the Investment Company Act, permitting registered closed-end investment companies to issue multiple classes of shares with different sales loads and service fees. The notice outlines procedures for interested parties to request a hearing on this application.

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