📈Nasdaq Proposes Rule Change for Hashdex Crypto Index US ETF
The Nasdaq Stock Market has filed a proposed rule change to amend the Hashdex Nasdaq Crypto Index US ETF, aligning it with generic listing standards and eliminating certain requirements from the original filing. The change aims to enhance operational efficiencies and facilitate compliance with ongoing standards for trading and investment.
Learn More📈New Warrant Incentive Program by 24X Exchange to Boost Trading
The Securities and Exchange Commission announces a proposed rule change for 24X National Exchange LLC, implementing a Warrant Performance Incentive Program to encourage member participation through the purchase of Non-Voting Common Units based on trading volume metrics. The program aims to enhance market liquidity and trading volumes within the exchange.
Learn More📈Proposed Rule Change for Grayscale Ethereum Trusts and ETFs
The Securities and Exchange Commission published a notice regarding a proposed rule change by NYSE Arca to amend the listing and trading conditions of the Grayscale Ethereum Trust and Mini Trust. The change transitions the Trusts to new generic standards, aiming to enhance trading efficiency and market competition while ensuring compliance with regulatory requirements.
Learn More📈SEC Proposal for Options on ETFs
The SEC has announced a proposed rule change permitting MIAX PEARL to list options on exchange-traded funds (ETFs), defined under Rule 6c-11 of the Investment Company Act. This change aims to streamline the trading of options on ETFs, aligning with enhanced transparency and surveillance practices, ultimately benefiting investors by offering additional trading opportunities.
Learn More📊SEC Requests Comments on Investment Company Compliance Rule
The Securities and Exchange Commission seeks public comments on the proposed collection of information related to Rule 18f-1 and Form N-18F-1. This rule outlines requirements for registered investment companies that opt for cash redemptions, with a focus on the reduction of reporting burdens and the necessity of compliance.
Learn More📈NYSE Arca Approves Rule Change for Digital Asset Trading
The Securities and Exchange Commission has approved NYSE Arca's proposed rule change, allowing the listing and trading of shares of the Grayscale Digital Large Cap Fund LLC. This move significantly updates the definition of Trust Units and allows for investments represented by an index or portfolio, enhancing opportunities for digital asset trading on the exchange.
Learn More📈SEC Considers Approval of Bitcoin ETF Listing on NYSE Arca
The SEC is reviewing NYSE Arca’s proposed rule change to list and trade Truth Social Bitcoin ETF shares. The proposal aims to facilitate investment in bitcoin, and the SEC is inviting public comment on legal and policy concerns related to the listing, including market manipulative practices and investor protections.
Learn More📑SEC Regulates Impact of Arbitration Provisions on Registrations
The Securities and Exchange Commission ("Commission") is issuing this statement to inform the public that the presence of a provision requiring arbitration of investor claims arising under the Federal securities laws will not impact decisions regarding whether to accelerate the effectiveness of a registration statement. Accordingly, when making such decisions, the staff will focus on the adequacy of the registration statement's disclosures, including disclosure regarding the arbitration provision.
Learn More📈Regulatory Impact of Form 13F on Institutional Investors
The SEC is seeking comments on the collection of information via Form 13F, which requires institutional investment managers with significant holdings to submit quarterly reports. Recent amendments include electronic submission and additional identifying information to modernize data reporting and ensure compliance with legal standards, emphasizing transparency in financial reporting.
Learn More📈New Generic Listing Standards for Commodity-Based Trust Shares
The SEC published a notice regarding the Nasdaq's proposed amendment to adopt generic listing standards for Commodity-Based Trust Shares. This change allows for efficient listing and trading of exchange-traded products that hold various commodities without the need for separate regulatory filings for each product, thereby streamlining market operations.
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