📈SEC Notice on Compliance for Regulation Crowdfunding Intermediaries
The SEC has announced a request for OMB review regarding the extension of information collection rules under Regulation Crowdfunding, detailing the compliance requirements for intermediaries facilitating securities sales. It emphasizes the operational and disclosure obligations intermediaries must fulfill to align with legal expectations, impacting investor engagement and operational procedures.
Learn More📈SEC Proposed Rules on Crowdfunding for Intermediaries
The SEC is soliciting comments on proposed information collection rules for intermediaries under Regulation Crowdfunding. The rules detail compliance requirements for intermediaries to facilitate securities offerings, including registration, investor interactions, and disclosure obligations, emphasizing the need for operational transparency and accountability in crowdfunding activities.
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