Notice 19 Sep 2025 financial reporting, sec, investment, institutional investors, securities, regulation, compliance

📈Regulatory Impact of Form 13F on Institutional Investors

The SEC is seeking comments on the collection of information via Form 13F, which requires institutional investment managers with significant holdings to submit quarterly reports. Recent amendments include electronic submission and additional identifying information to modernize data reporting and ensure compliance with legal standards, emphasizing transparency in financial reporting.

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Notice 13 Feb 2025 institutional investors, investment reporting, sec, securities regulation, compliance

📈SEC Grants Temporary Exemption for Rule 13f-2 and Form SHO Compliance

The SEC has granted a temporary exemption from compliance with Rule 13f-2 and Form SHO for institutional investment managers, extending the deadline for reporting requirements to January 2, 2026. This decision, made in response to industry concerns about implementation challenges, aims to facilitate accurate reporting and operational readiness among market participants.

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