📈SEC Approves Regulatory Responsibility Amendment for Insider Trading
The SEC has approved an amendment to the plan for allocating regulatory responsibilities among various trading organizations, aimed at enhancing efficiencies in surveillance, investigation, and enforcement of insider trading rules. This amendment adds Green Impact Exchange, LLC as a participant and aims to minimize regulatory duplication, fostering a more streamlined approach for compliance across organizations.
Learn More⚖️SEC Approves Amendment for Insider Trading Regulation Responsibilities
The SEC has approved amendments to the regulatory responsibility plan concerning insider trading enforcement. This approval reallocates regulatory compliance functions primarily to FINRA among involved exchanges, aiming to streamline processes and reduce redundant examinations. The agreement emphasizes cooperation among self-regulatory organizations to enhance investor protection and market integrity.
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