Notice
14 Jul 2025
compliance, regulations, securities, financial services, industry fees, auditing
💰Proposed Rule Change for CAT Fees Impacting Industry Members
The SEC is announcing a proposed rule change by NYSE Texas to establish fees for industry members to cover budgeted costs of the National Market System Plan for the Consolidated Audit Trail. The fee will replace a previous fee and is intended for a six-month period, impacting industry financial obligations significantly.
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Notice
9 Jul 2025
sec, regulation, securities, consolidated audit trail, industry fees, trading costs
📈Proposed CAT Fee 2025-2 Notice for Industry Members
The SEC issued a notice regarding the proposed CAT Fee 2025-2, aimed at establishing fees for industry members related to the budgeted costs of the National Market System Plan. The new fee will apply for transactions from July 1, 2025, to December 31, 2025, and seeks to cover operational costs associated with the Consolidated Audit Trail.
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Regulatory Compliance, Financial Implications
23 Jan 2025
compliance, sec, nasdaq, financial regulation, audit trail, industry fees
Regulatory Compliance, Financial Impact
6 Jan 2025
sec, proposed rule change, memx, cat costs, industry fees