Rule 11 Apr 2025 compliance, sec, securities, reporting and recordkeeping requirements, reporting requirements, cftc, investment advisers, form pf, private funds, hedge funds

📊Amendments to Form PF Reporting Requirements for Private Funds

The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, "we" or "Commissions") are adopting amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator ("CPO") or commodity trading adviser ("CTA"). The amendments correct certain errors in Form PF.

Learn More
Rule 5 Feb 2025 compliance, sec, cftc, investment advisers, form pf, private funds, hedge funds

📝Extension of Compliance Date for Form PF Reporting Requirements

The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, "we" or "Commissions") are extending the compliance date for the amendments to Form PF that were adopted on February 8, 2024, from March 12, 2025 to June 12, 2025. Form PF is the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator ("CPO") or commodity trading adviser ("CTA").

Learn More