Notice
8 Aug 2025
regulatory compliance, financial industry, securities, finra, sec, green impact exchange
📜SEC Notice on Regulatory Responsibility Allocation and Correction
The Securities and Exchange Commission published a document in the Federal Register on July 23, 2025, concerning an Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Green Impact Exchange, LLC. The document contained typographical errors in the title and text.
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Compliance, Regulatory Requirements
27 Jan 2025
green impact exchange, regulations, business impact, sec, compliance, securities