Notice
8 Aug 2025
sec, regulatory compliance, securities, finra, green impact exchange, financial industry
📜SEC Notice on Regulatory Responsibility Allocation and Correction
The Securities and Exchange Commission published a document in the Federal Register on July 23, 2025, concerning an Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Green Impact Exchange, LLC. The document contained typographical errors in the title and text.
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Compliance, Regulatory Requirements
27 Jan 2025
compliance, sec, regulations, securities, business impact, green impact exchange