Notice
17 Jun 2025
compliance, regulation, financial services, finra, business ethics, gifts rule
🎁FINRA Proposes Amendments to Gift Rules for Financial Firms
The FINRA proposes to amend Rule 3220 regarding gifts, increasing the limit from $100 to $250 per person annually. This rule aims to reduce regulatory burden and improve compliance clarity while maintaining protections against conflicts of interest. The changes seek to enhance transparency and facilitate better business relationships across the financial industry.
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