Notice
9 May 2025
compliance, regulation, securities, business transparency, crowdfunding, funding portals
📈Funding Portals
The Securities and Exchange Commission (SEC) outlines requirements under Regulation Crowdfunding, introducing mandatory compliance for funding portals. This includes rules for registration, information transparency, and record-keeping, all aimed at enhancing public access to information about funding portals and ensuring adherence to federal securities laws.
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Notice
4 Mar 2025
compliance, sec, regulation, securities, crowdfunding, funding portals
📈SEC Proposes Extension on Crowdfunding Information Collection Rules
The SEC is soliciting comments on the extension of Rules 400-404 under Regulation Crowdfunding, essential for funding portals. These rules require portals to collect and maintain specific information to improve transparency and compliance with federal securities laws, affecting how they operate and report to the Commission.
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