Rule 16 Jun 2025 compliance, sec, financial regulation, cftc, investment advisers, form pf, hedge funds

📅Extension of Form PF Compliance Date for Investment Advisers

The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, "we" or "Commissions") are further extending the compliance date for the amendments to Form PF that were adopted on February 8, 2024, from June 12, 2025, to October 1, 2025. Form PF is the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator ("CPO") or commodity trading adviser ("CTA").

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Notice 9 Jun 2025 compliance, sec, public meeting, regulations, finance, form pf

📅SEC Sunshine Act Meeting on Form PF Amendments

The SEC will hold an Open Meeting on June 11, 2025, to discuss compliance dates for amendments to Form PF adopted on February 8, 2024. The meeting will be accessible via webcast for public participation, promoting transparency in regulatory processes and facilitating engagement on critical financial compliance matters.

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Rule 11 Apr 2025 compliance, sec, securities, reporting and recordkeeping requirements, reporting requirements, cftc, investment advisers, form pf, private funds, hedge funds

📊Amendments to Form PF Reporting Requirements for Private Funds

The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, "we" or "Commissions") are adopting amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator ("CPO") or commodity trading adviser ("CTA"). The amendments correct certain errors in Form PF.

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Rule 5 Feb 2025 compliance, sec, cftc, investment advisers, form pf, private funds, hedge funds

📝Extension of Compliance Date for Form PF Reporting Requirements

The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, "we" or "Commissions") are extending the compliance date for the amendments to Form PF that were adopted on February 8, 2024, from March 12, 2025 to June 12, 2025. Form PF is the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator ("CPO") or commodity trading adviser ("CTA").

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