Notice 31 Jul 2025 compliance, regulation, securities, financial sector, fixed income, default management

📄Proposed Rule Change for GSD Rulebook - SEC Notice

The SEC has extended the review period for a proposed rule change by the Fixed Income Clearing Corporation regarding modifications to the Government Securities Division Rulebook. This change focuses on default management practices and the porting of indirect participant activities, with implications for broader market compliance and operational adjustments.

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Notice 25 Apr 2025 regulation, compliance, clearing agency, ficc, fixed income, sec, intraday margin

📈FICC Proposes Changes to Intraday Margin Collection Rules

The SEC is considering proposed rule changes by the FICC to enhance the collection of intraday margin for clearing agencies. These updates aim to comply with recently adopted standards, ensure effective monitoring of exposure, and clarify procedures for margin collection. The changes provide clearer guidelines for when and how intraday margin calls will be made, enhancing transparency and operational readiness for businesses involved in fixed income transactions.

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Notice 11 Mar 2025 risk management, securities regulation, margin requirements, financial markets, volatility event charge, fixed income

💰Proposed Volatility Event Charge Affects FICC Member Obligations

The Securities and Exchange Commission is reviewing a proposal from the Fixed Income Clearing Corporation to adopt a Volatility Event Charge. This charge aims to enhance risk management during periods of heightened market volatility by adjusting margin requirements to improve the resilience of clearing operations.

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