Notice
25 Feb 2025
securities regulation, compliance, alternative trading systems, financial transparency
📈OMB Review and Comment Request on Regulation ATS, Rule 304
The Securities and Exchange Commission has announced a request for OMB review regarding Rule 304 of Regulation ATS, which establishes compliance requirements for alternative trading systems. This rule, including Form ATS-N, aims to enhance operational transparency, promote competition, and ensure market participants are informed about ATS operations and potential conflicts of interest.
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