Notice
9 Jun 2025
regulatory compliance, securities, box exchange, background checks, financial security, fingerprinting
🔒Proposed Rule Change for Fingerprint Processing at BOX Exchange
BOX Exchange LLC proposes changes to its fingerprint-based background check procedures to include a Live-Scan electronic system for enhanced security. This change aims to streamline compliance with federal regulations and improve the effectiveness of background checks for employees and independent contractors. The new system aligns with practices adopted by other national securities exchanges, ensuring the safety and security of Exchange operations.
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