Notice 16 Apr 2025 financial risk management, ice clear credit, regulatory compliance, securities, margin calls, clearing agencies

💰Proposed Rule Change on ICC Treasury Operations Policies & Procedures

The SEC has published a notice regarding ICE Clear Credit LLC's proposed rule change to amend its Treasury Operations Policies and Procedures. The proposed changes aim to formalize and improve transparency regarding intraday margin call processes, ensuring effective risk management and compliance with regulatory standards in securities transactions and derivative agreements.

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Notice 27 Mar 2025 regulatory compliance, ficc, financial risk management, market volatility, intraday mark-to-market charge, government securities

📈Business Implications of the Proposed Intraday Mark-to-Market Charge

The SEC has published a notice regarding the Fixed Income Clearing Corporation's proposal to implement an Intraday Mark-to-Market Charge at GSD. This rule change aims to mitigate intraday risk exposures for members by assessing fees based on portfolio fluctuations. Comments are being sought from interested parties to evaluate the implications and facilitate broader market safety.

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Notice 17 Mar 2025 cboe, options trading, securities regulation, financial risk management, market oversight

📈New Trading Hours for A.M.-Settled Index Options Proposed Rule

The Securities and Exchange Commission has published a notice regarding Cboe Exchange’s proposed rule change to allow expiring non-Volatility A.M.-settled index options to trade until their exercise settlement value is determined on expiration day. This amendment aims to provide investors with additional risk management opportunities.

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