📊Proposed Changes to Rule 928NYP Enhancing Trading Risk Controls
The SEC has announced a proposed change to Rule 928NYP, allowing trading firms to implement "Gross Risk Credit Limits" as an optional pre-trade risk control. This proposal aims to enhance risk management practices and assist firms in better managing their financial exposures, thereby contributing to the overall stability of the trading market.
Learn More💰Proposed Rule Change on ICC Treasury Operations Policies & Procedures
The SEC has published a notice regarding ICE Clear Credit LLC's proposed rule change to amend its Treasury Operations Policies and Procedures. The proposed changes aim to formalize and improve transparency regarding intraday margin call processes, ensuring effective risk management and compliance with regulatory standards in securities transactions and derivative agreements.
Learn More📈Business Implications of the Proposed Intraday Mark-to-Market Charge
The SEC has published a notice regarding the Fixed Income Clearing Corporation's proposal to implement an Intraday Mark-to-Market Charge at GSD. This rule change aims to mitigate intraday risk exposures for members by assessing fees based on portfolio fluctuations. Comments are being sought from interested parties to evaluate the implications and facilitate broader market safety.
Learn More📈New Trading Hours for A.M.-Settled Index Options Proposed Rule
The Securities and Exchange Commission has published a notice regarding Cboe Exchange’s proposed rule change to allow expiring non-Volatility A.M.-settled index options to trade until their exercise settlement value is determined on expiration day. This amendment aims to provide investors with additional risk management opportunities.
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