🏦Federal Reserve
The Federal Reserve System's notice details applications under the Change in Bank Control Act for acquiring shares of banks or holding companies. It highlights factors for evaluation, public comment opportunities, and compliance requirements, providing guidance for stakeholders involved in such financial transactions.
Learn More📈SEC Proposal for Cboe BZX Exchange to List Canary INJ ETF
The SEC has published a notice regarding a proposed rule change by Cboe BZX Exchange to list and trade shares of the Canary Staked INJ ETF. This proposal aims to allow investment in a new commodity-based trust that holds the INJ token, enhancing market access and potentially providing new trading opportunities for investors.
Learn More📈SEC Notice on Third Point's Investment Company Exemption Application
The SEC provides a notice regarding an application from Third Point Private Capital LLC seeking exemption under the Investment Company Act to allow registered closed-end investment companies to issue various classes of shares. This application facilitates more flexible financial product offerings for business development companies.
Learn More📄OCC Notice on Municipal Securities Dealers Information Collection
The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning the renewal of its information collection titled, "Municipal Securities Dealers and Government Securities Brokers and Dealers--Registration and Withdrawal." The OCC also is giving notice that it has sent the collection to OMB for review.
Learn More💲NYSE Texas Announces Fee Schedule Changes for Connectivity Ports
The NYSE Texas has proposed changes to its Fee Schedule, amending rules regarding connectivity ports and introducing fees for drop copy ports. The initiative aims to standardize fees with NYSE Arca, promoting efficiency and simplifying the fee structure for Participant Firms while ensuring compliance with regulatory standards.
Learn More🏦NCUA Seeks Comments on Fidelity Bond Information Collection
The National Credit Union Administration (NCUA) will submit the following information collection requests to the Office of Management and Budget (OMB) for review and clearance in accordance with the Paperwork Reduction Act of 1995, on or after the date of publication of this notice.
Learn More📄Lender's Request for Payment of Interest and Special Allowance Notice
In accordance with the Paperwork Reduction Act (PRA) of 1995, the Department is proposing an extension without change of a currently approved information collection request (ICR).
Learn More🏢Proposed Exemption for Sale by Mid-America Carpenters Fund
This proposed exemption would permit the sale by the Fund of real property to the Mid-America Carpenters Regional Council (the Sale). Without this exemption, the Sale would be prohibited by the Employee Retirement Income Security Act of 1974 (ERISA).
Learn More🔒CFPB Personal Financial Data Rights Proposed Rulemaking Overview
The Consumer Financial Protection Bureau (CFPB or Bureau) is seeking comments and data to inform its consideration of four issues related to implementation of section 1033 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). These issues are: the proper understanding of who can serve as a "representative" making a request on behalf of the consumer; the optimal approach to the assessment of fees to defray the costs incurred by a "covered person" in responding to a customer driven request; the threat and cost-benefit pictures for data security associated with section 1033 compliance; and the threat picture for data privacy associated with section 1033 compliance.
Learn More📈NYSE Texas Proposes Rule Change on Auction Price Calculations
The NYSE Texas has filed a proposed rule change to amend Rule 7.35, enhancing how Auction Reference Prices are calculated during auctions. This aims to reflect more accurate market conditions and price movements, promoting transparency and better functioning of sales in auction processes on the exchange. The changes could impact trading practices significantly.
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