Notice 29 Sep 2025 credit, trading, liquidity, nasdaq, financial regulation

💰Nasdaq Introduces New Supplemental Credit for Trading Activity

The Nasdaq Stock Market LLC has proposed a new supplemental credit for members to enhance displayed quotes and orders under Equity 7, Section 118(a)(1). The credit aims to incentivize increased liquidity on the exchange, specifically through late Limit On Close orders, thereby improving overall market quality and trading dynamics.

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Notice 29 Sep 2025 compliance, financial regulation, federal reserve, discount window, depository institutions

📊Federal Reserve Extends Discount Window Borrowers Reporting Requirements

The Board of Governors of the Federal Reserve System (Board) is adopting a proposal to extend for three years, with revision, the Selected Balance Sheet Items for Discount Window Borrowers (FR 2046; OMB No. 7100-0289).

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Rule 29 Sep 2025 insurance, veterans, regulatory compliance, military personnel, servicemembers, life insurance, financial regulation

💰VA Update on Servicemembers’ Group Life Insurance Benefits

The Department of Veterans Affairs (VA) amends its regulations governing Servicemembers' Group Life Insurance (SGLI), Family SGLI (FSGLI), and Veterans' Group Life Insurance (VGLI) to allow an alternate applicant to apply for an Accelerated Benefit in certain circumstances. VA also defines key terms and removes contact information and the reproduction of the Accelerated Benefit application form from the text of the regulations.

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Notice 29 Sep 2025 options trading, nasdaq phlx, regulatory changes, transaction fees, financial regulation, broker-dealers

💼Nasdaq PHLX Proposes Changes to Options Transaction Fees

Nasdaq PHLX LLC proposes changes to its Options 7 regulations, adjusting transaction fees and incentive programs. Key amendments include replacing the Broker-Dealer Customer Facilitation waiver with a transaction cap and altering the Floor Broker Incentive Program to incorporate electronic QCC orders. These adjustments seek to encourage larger trade volumes and potentially enhance trading dynamics on the Exchange.

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Notice 29 Sep 2025 budget, credit unions, compliance, national credit union administration, financial regulation

💰NCUA Draft Budget 2026-2027

The NCUA's staff draft "detailed business-type budget" is being made available for public review as required by federal statute. The proposed resources will finance the agency's annual operations and capital projects, both of which are necessary for the agency to accomplish its mission of protecting the system of cooperative credit and its member-owners through effective chartering, supervision, regulation, and insurance. Comment instructions are included in the supplementary information section. The schedule for a public hearing about the budget will be announced in a future notice.

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Notice 26 Sep 2025 information collection, sec, securities registration, form s-1, financial regulation, compliance

📄SEC Seeks Comments on Form S-1 Information Collection Activities

The SEC is soliciting comments on its Form S-1 registration statement, which is utilized by domestic issuers for public offerings of securities. The notice addresses the expected burden of information collection, including estimated time commitments and financial costs associated with compliance. The aim is to enhance transparency and adequacy of investor information in securities offerings.

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Notice 26 Sep 2025 securities, risk management, icc, financial regulation, clearing agency, derivatives trading

📈ICC Rule Change on CDS On-boarding Policies and Procedures

The Securities and Exchange Commission approved ICC's proposed rule changes to the CDS Instrument On-boarding Policies. Key amendments include revising guiding principles for instrument selection, reflecting current practices, and streamlining the voluntary quote submission period. The changes aim to enhance the efficiency and accuracy of the clearing process for market participants.

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Notice 26 Sep 2025 federal reserve, bank control act, business compliance, banking, acquisitions, financial regulation

🏦Overview of Change in Bank Control Notices and Acquisitions

The Federal Reserve System informs about applications under the Change in Bank Control Act for acquiring shares of banks or bank holding companies. Interested parties may comment on the applications, which will be publicly disclosed, emphasizing the importance of transparency and compliance within financial acquisitions.

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Notice 26 Sep 2025 order entry, trading, nasdaq, financial regulation, exchange protocols, market efficiency

⚖️Nasdaq PHLX Introduces CORE FIX Order Entry Protocol

Nasdaq PHLX LLC has proposed the CORE FIX Order Entry Protocol to enhance trading efficiencies by combining features of existing protocols while streamlining functionality. This change aims to improve order handling for participants who do not require routing strategies, ensuring faster and more efficient trading experiences within the Exchange.

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Notice 25 Sep 2025 trading, private credit, cboe bzx, sec, bondbloxx, financial regulation

🏦SEC Extends Review Period for BondBloxx Private Credit Trust Listing

The SEC has designated a longer review period for a proposed rule change to list and trade shares of the BondBloxx Private Credit Trust under BZX Rule 14.11(f). The extension allows for thorough consideration of the proposed listing and any related issues raised during the comment period.

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