Notice 30 May 2025 securities, risk management, options trading, financial regulation, cryptocurrency

💱Nasdaq Bitcoin Index Options Trading Proposal and Implications

The Securities and Exchange Commission is considering Nasdaq PHLX LLC's proposal to list and trade cash-settled options on the Nasdaq Bitcoin Index. This proposal aims to provide investors and corporations with risk management tools and the ability to hedge exposure to bitcoin while awaiting public comments on its compliance with securities regulations.

Learn More
Notice 30 May 2025 sec, investment, financial regulation, co-investment, business development companies

📈SEC Notice for Co-Investment Approval by Great Elm Capital Corp.

The SEC has issued a notice regarding an application from Great Elm Capital Corp. and affiliates seeking permission for certain joint investment transactions under the Investment Company Act of 1940. The application aims to allow business development companies to co-invest, enhancing operational flexibility in their investment strategies.

Learn More
Notice 30 May 2025 compliance, cboe, financial regulation, securities exchange commission, trading rules

📈Cboe EDGX Announces Proposed Rule Changes Impacting Trading

The Securities and Exchange Commission has published a notice concerning Cboe EDGX Exchange's proposed amendments to trading rules. The changes include the public disclosure of data sources for order handling, routing, and execution, alongside the removal of specific primary listing markets, aimed at enhancing clarity and compliance within trading practices.

Learn More
Notice 30 May 2025 treasury, financial regulation, electronic payments, consumer policy, federal disbursements, unbanked populations

💳Treasury Seeks Input on Transition to Electronic Payments

The U.S. Department of the Treasury (Treasury) invites public input to inform its implementation of the President's Executive Order (E.O.) 14247 on "Modernizing Payments To and From America's Bank Account" issued on March 25, 2025, which, among other items, directs the Secretary of the Treasury to cease issuing paper checks and transition to the use of electronic payments for all Federal disbursements where feasible. This request for information (RFI) offers the opportunity for interested individuals and organizations to provide feedback on matters related to Treasury's implementation of E.O. 14247, in particular Treasury's efforts to advance a public awareness campaign that will help consumers, including unbanked and underbanked populations, transition to digital payments as contemplated by the E.O.

Learn More
Notice 30 May 2025 sec, trading, options, financial regulation, commodities, etfs

📈SEC Proposes Rule Change for Options Trading on Commodity Trusts

The SEC has initiated proceedings to evaluate a proposed rule change by Nasdaq ISE, which would amend listing criteria, allowing options trading on Commodity-Based Trust Shares. This innovation aims to enhance transparency and investor protection in the trading environment, providing new opportunities for hedging and price discovery.

Learn More
Notice 29 May 2025 cboe, options trading, financial regulation, s&p 500, market strategies, equities

📈Cboe Approves New P.M.-Settled Options for S&P 500 Index

The Securities and Exchange Commission has granted Cboe Exchange the authority to list and trade p.m.-settled options on the S&P 500 Equal Weight Index, expanding the options trading landscape. This regulatory change aims to enhance market opportunities and flexibility for participants, aligning trading strategies with specific timing needs.

Learn More
Notice 28 May 2025 compliance, federal reserve, acquisitions, financial regulation, mergers, financial sector

⚖️Federal Reserve's Regulation XX on Financial Sector Mergers and Acquisitions

The Federal Reserve's Regulation XX limits financial companies from merging or acquiring when their consolidated liabilities would exceed 10% of aggregate financial sector liabilities. This regulation aims to maintain financial stability and prevent excessive concentration in the financial market, ensuring companies remain compliant with national economic standards.

Learn More
Notice 27 May 2025 securities, financial regulation, digital assets, xrp, investment trust

📈Cboe BZX Exchange's Proposed Rule Change for XRP Trust Shares

The Securities and Exchange Commission is considering a proposal from Cboe BZX Exchange to list and trade shares of the 21Shares Core XRP Trust under its Commodity-Based Trust Shares framework. This proposal aims to track the performance of XRP, subject to regulatory scrutiny aimed at preventing fraud and ensuring investor protection. Comments on the proposal are invited for further analysis.

Learn More
Notice 27 May 2025 trading, market participants, financial regulation, user fees, miami international securities exchange, market data fees, proprietary data

📈Proposed Changes to MIAX Fee Schedule for Market Data Feeds

The Securities and Exchange Commission publishes a notice regarding the Miami International Securities Exchange's proposal to amend its fee schedule for proprietary market data feeds. This includes adopting new user and non-display usage fees, aimed at harmonizing with affiliated exchanges and enhancing transparency in market data pricing. The proposed changes will impact both internal and external distributors of the data feeds.

Learn More
Notice 23 May 2025 nyse arca, options trading, financial regulation, cryptocurrency, gbct

📈NYSE Arca Proposes Changes to GBTC Options Trading Limits

NYSE Arca has filed a proposal to modify position and exercise limits for options on the Grayscale Bitcoin Trust (GBTC). The amendment aims to permit flexible exchange options and increase liquidity, facilitating more robust trading opportunities within the regulated market. This change seeks to align GBTC options trading with market demands, improving competitiveness against OTC markets.

Learn More