📈Proposed Amendments to MEMX Holdings LLC Agreement
The Securities and Exchange Commission published a notice regarding a proposed rule change to amend the Eighth Amended and Restated Limited Liability Company Agreement of MEMX Holdings LLC. This includes updating provisions relating to member equity rights and clarifying various sections, enhancing transparency and governance within the organization.
Learn More📈New ETF Options Trading Standards Proposed by SEC
The SEC announces proposed rule changes allowing the listing and trading of options on exchange-traded funds (ETFs) under updated standards. This move aims to streamline the approval process and increase transparency, benefiting investors by providing improved risk management tools and quicker market access.
Learn More📈SEC Proposal for Options on ETFs
The SEC has announced a proposed rule change permitting MIAX PEARL to list options on exchange-traded funds (ETFs), defined under Rule 6c-11 of the Investment Company Act. This change aims to streamline the trading of options on ETFs, aligning with enhanced transparency and surveillance practices, ultimately benefiting investors by offering additional trading opportunities.
Learn More📈New Generic Listing Standards for Commodity-Based Trust Shares Approved
The Securities and Exchange Commission (SEC) has approved new generic listing standards for Commodity-Based Trust Shares by major exchanges, which simplifies the regulatory process for listing and trading these products. This aims to enhance market accessibility and foster competition while ensuring investor protection through stricter compliance and disclosure requirements.
Learn More📈SEC Notice on Information Collection for Rule 604
The SEC announces a request for extension concerning Rule 604, which mandates the public disclosure of customer limit orders by specialists and market makers. This regulation enhances market transparency for investors, potentially improving execution opportunities and access to optimal prices in securities trading. Written comments are invited to assess the collection’s necessity and effectiveness.
Learn More📈Nasdaq Proposes Stricter Listing Criteria for Chinese Companies
The Nasdaq Stock Market has filed a proposed rule change aimed at adopting additional initial listing criteria for companies primarily operating in China. This includes requiring a minimum offering size of $25 million, addressing concerns regarding investor protection, market liquidity, and trading risks associated with these companies.
Learn More💰NYSE Arca Proposes Amendments to Equities Fees and Charges
The Securities and Exchange Commission published a notice regarding NYSE Arca's proposed changes to its Fee Schedule, including modifications to Ratio Threshold Fees. These changes aim to adjust trading fees and enhance market efficiency, allowing ETP Holders to participate more effectively in the trading platform. The amendments involve the elimination of certain fees and updates to the calculation methods for remaining fees.
Learn More📉CFTC Withdraws Guidance on Voluntary Carbon Credit Derivatives
The Commodity Futures Trading Commission (the "Commission" or "CFTC") is withdrawing final guidance published on October 15, 2024, titled "Commission Guidance Regarding the Listing of Voluntary Carbon Credit Derivative Contracts."
Learn More📈SEC Notice on Proposed Rule Changes for Options Trading
The SEC has announced proceedings regarding proposed rule changes by MIAX and its affiliates to amend criteria for listing and trading options on commodity-based trust shares. The Commission is reviewing the proposed changes and has extended the timeframe for approval or disapproval to ensure comprehensive consideration of implications.
Learn More📈New Rule Allows Generic Listing of Class ETF Shares on NYSE Arca
The Securities and Exchange Commission has announced a proposed rule change allowing NYSE Arca to list and trade Class Exchange-Traded Fund Shares. This change facilitates the trading of various ETF classes under flexible regulatory standards, aimed at enhancing market efficiency and investor options. The proposal invites public comments and is part of a broader effort to streamline ETF regulations.
Learn More