Notice
16 Jun 2025
compliance, risk management, securities regulation, recovery plans, financial market utilities
📈Proposed Rule Changes for Recovery and Wind-Down Plans Approved
The SEC approved proposed rule changes from the Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Corporation to amend their recovery and wind-down plans. These modifications aim to enhance compliance with new regulatory requirements, ensuring better risk management and operational readiness during market stress, thereby supporting the continuity of critical financial services.
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