Notice
19 Mar 2025
securities, compliance, financial cost, regulation, investment advisers
📄SEC Notice on Information Collection for Rule 0-4 Compliance
The SEC is proposing an extension for Rule 0-4 under the Advisers Act, which prescribes application requirements for exemptive relief. The notice solicits comments on the information collection process, allowing stakeholders to provide input on its necessity, utility, and burden on applicants.
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