📑SEC Notice
The SEC is submitting a request for an extension of information collection activities related to Rule 18a-4, which mandates segregation requirements for security-based swap transactions. The rule affects non-broker-dealer security-based swap dealers and participants by requiring reporting and compliance to ensure custodial responsibilities towards customers are met.
Learn More📈Nasdaq Proposes New Listing Requirements and Delisting Standards
The Nasdaq Stock Market proposes to modify initial and continued listing requirements, including increasing the minimum Market Value of Unrestricted Publicly Held Shares (MVUPHS) for companies listing under the net income standard. Additionally, companies with a market value below $5 million will face immediate delisting without a compliance period, aimed at enhancing market liquidity and protecting investors.
Learn More🧪Countervailing Duty Results for Granular PTFE Resin from India
The U.S. Department of Commerce (Commerce) determines that countervailable subsidies were provided to Gujarat Fluorochemicals Limited (GFCL), a producer and exporter of granular polytetrafluoroethylene (PTFE) resin from India. The period of review (POR) is January 1, 2023, through December 31, 2023.
Learn More📈Consolidated Audit Trail Funding Model Changes and Implications
The SEC has published a notice regarding proposed amendments to the National Market System Plan governing the Consolidated Audit Trail (CAT). The amendments introduce a revised funding model, impacting how fees are assessed on industry participants. This change is essential for maintaining CAT as a critical regulatory tool, addressing both current and historical costs of operation within financial markets.
Learn More📈Nasdaq MRX Amendments to Complex Price Improvement Mechanism
The Securities and Exchange Commission has published a notice regarding Nasdaq MRX's proposal to amend the Complex Price Improvement Mechanism, impacting the execution process for Agency Complex Orders. Key changes involve pricing execution requirements and definitions aimed at enhancing market efficiency and investor protection, alongside other regulatory updates.
Learn More📈Preliminary Results of Countervailing Duty Order on Welded Pipe from Türkiye
The U.S. Department of Commerce (Commerce) preliminarily determines that countervailable subsidies were provided to producers and exporters of large diameter welded pipe (welded pipe) from the Republic of T[uuml]rkiye (T[uuml]rkiye) during the period of review (POR) January 1, 2023, through December 31, 2023. Interested parties are invited to comment on these preliminary results.
Learn More📉Nasdaq's Proposed Rule Change on Minimum Bid Price
The Nasdaq Stock Market LLC has filed a proposed rule change to amend its minimum bid price rule, stipulating that securities with a closing bid price of $0.10 or less for ten consecutive trading days will face immediate delisting actions, enhancing investor protection measures and compliance standards for listed companies.
Learn More💵SEC Adjusts Registration Fee Rates for Fiscal Year 2026
The Securities and Exchange Commission has announced annual adjustments to the registration fee rates for fiscal year 2026. This includes a fee of $138.10 per million applicable to securities registration, reflecting changes based on inflation and aggregate maximum offering prices from previous fiscal years. The adjustments are designed to align collections with statutory targets.
Learn More📊Notice on Guaranty Agency Financial Report Comment Request
In accordance with the Paperwork Reduction Act (PRA) of 1995, the Department is proposing an extension without change of a currently approved information collection request (ICR).
Learn More🚆2024 Railroad Revenue Adequacy Determinations & Business Impact
On August 20, 2025, the Board served a decision announcing the 2024 revenue adequacy determinations for the nation's Class I railroads. Two Class I railroads (CSX Transportation, Inc., and Union Pacific Railroad Company) were found to be revenue adequate.
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