📝SEC Notice on Information Collection Activities for Rule 19d-3
The SEC announces its intent to extend the information collection requirements under Rule 19d-3, detailing the process for individuals and firms appealing disciplinary actions from self-regulatory organizations. The proposal emphasizes compliance and the associated burdens, inviting public comment on the collection’s necessity and efficiency.
Learn More📊SEC Notice on Proposed Extension of Rule 19b-4(e) Compliance
The SEC is requesting comments on the proposed collection of information under Rule 19b-4(e), which allows SROs to trade new derivative securities products with specific reporting requirements. The regulation aims to maintain accurate records of such products and support SRO compliance during inspections.
Learn More📝IRS Notice
In accordance with the Paperwork Reduction Act of 1995, the IRS is inviting comments on the information collection request outlined in this notice.
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