Notice 23 Jun 2025 compliance, regulation, finance, securities, risk management, ficc

📈Proposed FICC Rule Change Enhances Default Management Procedures

The Securities and Exchange Commission has published a proposal from the Fixed Income Clearing Corporation to modify its Government Securities Division Rulebook. The changes aim to enhance understanding of default management procedures and facilitate transfers of indirect participant activity, ultimately promoting greater financial stability and clarity within the securities market.

Learn More
Notice 25 Apr 2025 compliance, sec, regulation, clearing agency, ficc, fixed income, intraday margin

📈FICC Proposes Changes to Intraday Margin Collection Rules

The SEC is considering proposed rule changes by the FICC to enhance the collection of intraday margin for clearing agencies. These updates aim to comply with recently adopted standards, ensure effective monitoring of exposure, and clarify procedures for margin collection. The changes provide clearer guidelines for when and how intraday margin calls will be made, enhancing transparency and operational readiness for businesses involved in fixed income transactions.

Learn More
Notice 27 Mar 2025 regulatory compliance, ficc, financial risk management, market volatility, intraday mark-to-market charge, government securities

📈Business Implications of the Proposed Intraday Mark-to-Market Charge

The SEC has published a notice regarding the Fixed Income Clearing Corporation's proposal to implement an Intraday Mark-to-Market Charge at GSD. This rule change aims to mitigate intraday risk exposures for members by assessing fees based on portfolio fluctuations. Comments are being sought from interested parties to evaluate the implications and facilitate broader market safety.

Learn More
Notice 19 Mar 2025 compliance, regulatory, securities, financial services, risk management, ficc

📈FICC Proposes Amendments to Risk Management Framework

The SEC published a notice regarding FICC's proposed rule change to amend its Risk Management Framework. The changes aim to clarify the quarterly escalation process, annual reviews, and eliminate references to the Systemic Risk Council. Stakeholders are invited to submit comments regarding the proposed changes.

Learn More
Notice 5 Mar 2025 compliance, regulation, finance, securities, ficc, clearinghouse, payments

💰FICC Proposes Rule Change on Funds-Only Settlement Amount Payments

The Securities and Exchange Commission publishes a notice regarding the Fixed Income Clearing Corporation's proposed rule change to modify Funds-Only Settlement Amount payment provisions within its Government Securities Division Rulebook. The changes aim to clarify settlement designations and discharge obligations upon payment, enhancing compliance for participants in the securities market. Comments are invited from interested parties.

Learn More
Regulatory Compliance, Financial Services 29 Jan 2025 compliance, regulations, finance, securities, business, ficc