Notice 27 Mar 2025 regulatory compliance, ficc, financial risk management, market volatility, intraday mark-to-market charge, government securities

📈Business Implications of the Proposed Intraday Mark-to-Market Charge

The SEC has published a notice regarding the Fixed Income Clearing Corporation's proposal to implement an Intraday Mark-to-Market Charge at GSD. This rule change aims to mitigate intraday risk exposures for members by assessing fees based on portfolio fluctuations. Comments are being sought from interested parties to evaluate the implications and facilitate broader market safety.

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Notice 19 Mar 2025 securities, compliance, ficc, regulatory, risk management, financial services

📈FICC Proposes Amendments to Risk Management Framework

The SEC published a notice regarding FICC's proposed rule change to amend its Risk Management Framework. The changes aim to clarify the quarterly escalation process, annual reviews, and eliminate references to the Systemic Risk Council. Stakeholders are invited to submit comments regarding the proposed changes.

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Notice 5 Mar 2025 clearinghouse, securities, finance, ficc, regulation, compliance, payments

💰FICC Proposes Rule Change on Funds-Only Settlement Amount Payments

The Securities and Exchange Commission publishes a notice regarding the Fixed Income Clearing Corporation's proposed rule change to modify Funds-Only Settlement Amount payment provisions within its Government Securities Division Rulebook. The changes aim to clarify settlement designations and discharge obligations upon payment, enhancing compliance for participants in the securities market. Comments are invited from interested parties.

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Regulatory Compliance, Financial Services 29 Jan 2025 finance, regulations, ficc, compliance, business, securities