Notice
28 Jul 2025
compliance, sec, securities regulation, market systems, exemptive relief
📈SEC Extends Exemptive Relief for CAT NMS Requirements
The SEC has granted an extension of temporary conditional exemptive relief regarding certain requirements under the CAT NMS Plan. This extension addresses lifecycle linkages between customer and representative orders, providing additional time for businesses to comply and preventing potential operational challenges associated with immediate compliance.
Learn More
Compliance, Regulatory Requirements
23 Jan 2025
compliance, sec, trading, securities, cat nms plan, exemptive relief