Notice 23 May 2025 sec, trading, regulatory compliance, finance, securities exchange, exchanges

🏛️SEC Notice on Consolidated Tape Association Amendment Filing

The SEC has published a notice regarding the immediate effectiveness of amendments to the Consolidated Tape Association and Consolidated Quotation Plans. These amendments primarily involve name changes for certain exchanges and aim to streamline regulatory compliance. Interested parties are invited to comment on the proposed changes, which reflect administrative updates essential for accurate market representation.

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Notice 23 May 2025 compliance, trading, regulation, securities, exchanges

📈SEC Proposal

The SEC announces the Fifty-Third Amendment to the UTP Plan, updating the name of NYSE Chicago, Inc. to NYSE Texas, Inc., and making minor adjustments to the names and addresses of other exchanges. The amendment is classified as a “Ministerial Amendment,” allowing for immediate filing and effectiveness without extensive changes to regulations or competition.

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Notice 5 May 2025 trading, regulation, securities, bitcoin, etfs, exchanges, ethereum

📈SEC Notice on Cboe BZX Proposed Rule Change for Galaxy ETFs

The Securities and Exchange Commission has extended the timeframe to consider a proposed rule change regarding Invesco Galaxy Bitcoin and Ethereum ETFs, which aims to allow in-kind creations and redemptions. This extension provides the Commission with additional time to evaluate the implications of the proposed changes for market structure and trading practices.

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Notice 22 Apr 2025 sec, regulatory compliance, securities, financial services, audit trail, exchanges

📊SEC Extends Review Period for Proposed Amendment to Audit Trail Plan

The SEC has extended the review period for a proposed amendment to the Consolidated Audit Trail governing reporting requirements. Designed to include more verbal and floor activity, this amendment aims to enhance oversight within the National Market System Plan. The Commission is allowing additional time to assess policy issues and comments related to the proposal.

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Notice 17 Apr 2025 trading, regulation, finance, investment, cboe, options, exchanges, ethereum

📈Cboe BZX to List Options on Fidelity Ethereum Fund

The Cboe BZX Exchange has proposed a rule change to allow the listing and trading of options on the Fidelity Ethereum Fund, expanding options for investors dealing with Ethereum. This move aims to enhance market transparency and facilitate better trading strategies, including hedging opportunities in the rapidly evolving digital asset space.

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Notice 3 Apr 2025 regulations, securities, financial services, options trading, bitcoin, exchanges

💰Cboe Exchange Proposes Bitcoin Options Trading Regulations

The Cboe Exchange, Inc. has filed a proposal to amend its rules, allowing the listing and trading of options on the VanEck Bitcoin Trust. This initiative aims to provide investors with additional investment tools for exposure to Bitcoin, promoting market transparency and establishing tighter regulatory frameworks to enhance trading efficiency.

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Notice 27 Mar 2025 sec, trading, regulation, financial services, cboe, connectivity fees, exchanges, physical ports

💻Cboe EDGA Proposes Increase in 10 Gb Physical Port Fees

The Cboe EDGA Exchange has announced a proposed rule change to increase the monthly fee for 10 Gb physical ports from $7,500 to $8,500. This adjustment aims to better reflect service quality and operational costs after a lengthy period without fee increases. The proposal is designed to support continued technological improvements and competitive offerings within the exchange market.

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Notice 18 Mar 2025 securities, fees, market access, financial regulation, exchanges

💰SEC Notice

The SEC announces the immediate effectiveness of a proposed rule change by Miami International Securities Exchange to amend its fee schedule, establishing fees for dedicated cross connection access to its testing systems environment. Interested parties are invited to comment on the proposal, with details available on the Exchange and SEC websites.

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Notice 12 Mar 2025 regulatory compliance, securities, exchanges, green finance, business growth

📈GIX's Amendment Application for National Securities Exchange Registration

Green Impact Exchange, LLC has filed an amendment to its Form 1 application for registration as a national securities exchange. The amendment includes revisions that eliminate certain proposed rules and update its governance structure regarding dual listings, inviting public comment on these changes.

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Regulatory Update, Compliance 23 Jan 2025 sec, regulation, nyse, connectivity fees, proposed rule, exchanges