Notice 3 Jun 2025 securities, investment, financial services, nasdaq, exchange commission, commodities

📈Nasdaq Rule Change Notice for Grayscale Avalanche Trust Shares

The Securities and Exchange Commission issued a notice regarding the Nasdaq's proposed rule change to list and trade shares of the Grayscale Avalanche Trust (AVAX). This notice indicates an extended period for Commission action, allowing for further consideration of the implications surrounding the trading of these commodity-based trust shares.

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Notice 5 May 2025 regulation, securities, investment, exchange commission, crypto

📈SEC Proposes Rule Change for Franklin Crypto Index ETF Staking

The Securities and Exchange Commission (SEC) is considering a proposed rule change to amend regulations governing the listing and trading of shares of the Franklin Crypto Index ETF, allowing for staking. The extended review period will give the SEC more time to assess the implications of this change and any feedback received.

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Notice 17 Mar 2025 regulation, finance, securities, exchange commission, commodities, cryptocurrency, cboe bzx, trust shares

📈SEC Notice on Cboe BZX Exchange’s VanEck Solana Trust Proposal

The SEC issued a notice regarding a proposed rule change by Cboe BZX Exchange for the listing and trading of the VanEck Solana Trust, a commodity-based trust. The commission has extended the review period to allow for further consideration of the proposal and associated issues. This development highlights the regulatory landscape for cryptocurrency investment vehicles.

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Notice 4 Mar 2025 securities, regulatory change, business compliance, exchange commission, market data fees

📊MIAX Proposes New Fee Categories for Market Data Feeds

The Miami International Securities Exchange has filed a notice to amend its Fee Schedule, introducing new fee categories for its proprietary market data feeds, including the Top of Market and Complex Top of Market feeds. The proposed changes are set for immediate effectiveness and invite public comment.

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Notice 10 Feb 2025 compliance, securities, nasdaq, exchange commission, options regulatory fee

⏳Nasdaq MRX Delays New Options Regulatory Fee Implementation

The Securities and Exchange Commission announces a proposed rule change by Nasdaq MRX to delay the implementation of the new Options Regulatory Fee and its associated methodology, shifting the effective date to June 1, 2025, and introducing a sunset clause. The move aims to refine the fee structure before enforcement.

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Notice 7 Feb 2025 regulatory compliance, securities, financial services, options trading, exchange commission

📈Nasdaq BX Proposes Amendment to Options Trading Rules

Nasdaq BX, Inc. has filed a proposed rule change regarding options trading, focusing on amendments to the treatment of responses in the Price Improvement Auction (PRISM) and clarifications on risk protection measures. The proposal is designated for immediate effectiveness, inviting public comments and compliance considerations from stakeholders.

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Notice 4 Feb 2025 compliance, regulation, securities, financial services, nasdaq, exchange commission, etf, crypto

📈SEC Publishes Proposed Rule Change for Hashdex NFT ETF

The SEC has published a notice regarding a proposed rule change from Nasdaq, focusing on service providers and basket size for the Hashdex Nasdaq Crypto Index US ETF. This change aims to streamline compliance with the Trust's registration statement while maintaining listing requirements under Nasdaq Rule 5711(d). Interested parties are invited to comment on the proposed changes.

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Regulatory Change, Financial Markets 30 Jan 2025 securities, investment, exchange commission, precious metals, etfs, cboe bzx
Compliance, Financial Reporting, Regulatory Changes 30 Jan 2025 securities, financial reporting, accounting, reporting and recordkeeping requirements, exchange commission, accounting standards, crypto-assets, liability

📊SEC Rescinds Guidance on Crypto-Assets - SAB 122 Insights

This staff accounting bulletin ("SAB") rescinds the interpretive guidance included in Section FF of Topic 5 in the Staff Accounting Bulletin Series entitled Accounting for Obligations to Safeguard Crypto-Assets an Entity Holds for its Platform Users ("Topic 5.FF").

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Regulatory Compliance, Financial Implications 23 Jan 2025 regulatory compliance, securities, nasdaq, audit trail, exchange commission, financial fees