Notice 8 Aug 2025 exchange commission, regulation, securities, nyse arca, investment, commodities

📈SEC Extends Review Period for Sprott Physical Copper Trust Listing

The Securities and Exchange Commission has announced a longer review period for NYSE Arca's proposed rule to list and trade shares of the Sprott Physical Copper Trust. This designation allows the SEC additional time to assess the rule change and the associated issues raised during the comment period.

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Notice 1 Aug 2025 securities, exchange commission, trading regulations, nasdaq bx, market makers

📈Nasdaq BX Proposes Limit on SQF Ports for Market Makers

The Nasdaq BX proposes a rule change to limit Market Makers to 250 Specialized Quote Feed (SQF) Ports per month, impacting how they connect to the exchange and manage their trading operations. The change is aimed at improving operational efficiency and maintaining a secure trading environment while fulfilling regulatory requirements related to quote submissions.

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Notice 1 Aug 2025 trading, regulatory changes, securities, exchange commission, market makers

📈Nasdaq MRX Proposes Rule Change on SQF Ports for Market Makers

Nasdaq MRX proposes a rule change to limit the number of Specialized Quote Feed (SQF) Ports a Market Maker can subscribe to in a month, aiming for greater efficiency in connectivity management. The cap is set at 250 ports, impacting how Market Makers operate while fulfilling regulatory obligations. The changes are intended to secure trading environments and promote market growth.

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Notice 30 Jun 2025 securities, exchange commission, meeting announcement, enforcement, regulatory compliance, legal matters

🏛️SEC Sunshine Act Meeting

The Securities and Exchange Commission has scheduled a closed meeting to discuss significant topics, including the resolution of litigation claims and enforcement proceedings. The discussions involve Commissioners and legal counsel, aiming to address injunctive actions and administrative proceedings relevant to regulatory compliance in various sectors.

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Notice 3 Jun 2025 securities, investment, financial services, nasdaq, exchange commission, commodities

📈Nasdaq Rule Change Notice for Grayscale Avalanche Trust Shares

The Securities and Exchange Commission issued a notice regarding the Nasdaq's proposed rule change to list and trade shares of the Grayscale Avalanche Trust (AVAX). This notice indicates an extended period for Commission action, allowing for further consideration of the implications surrounding the trading of these commodity-based trust shares.

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Notice 5 May 2025 securities, crypto, investment, exchange commission, regulation

📈SEC Proposes Rule Change for Franklin Crypto Index ETF Staking

The Securities and Exchange Commission (SEC) is considering a proposed rule change to amend regulations governing the listing and trading of shares of the Franklin Crypto Index ETF, allowing for staking. The extended review period will give the SEC more time to assess the implications of this change and any feedback received.

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Notice 17 Mar 2025 regulation, finance, securities, exchange commission, commodities, cryptocurrency, cboe bzx, trust shares

📈SEC Notice on Cboe BZX Exchange’s VanEck Solana Trust Proposal

The SEC issued a notice regarding a proposed rule change by Cboe BZX Exchange for the listing and trading of the VanEck Solana Trust, a commodity-based trust. The commission has extended the review period to allow for further consideration of the proposal and associated issues. This development highlights the regulatory landscape for cryptocurrency investment vehicles.

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Notice 4 Mar 2025 exchange commission, market data fees, business compliance, securities, regulatory change

📊MIAX Proposes New Fee Categories for Market Data Feeds

The Miami International Securities Exchange has filed a notice to amend its Fee Schedule, introducing new fee categories for its proprietary market data feeds, including the Top of Market and Complex Top of Market feeds. The proposed changes are set for immediate effectiveness and invite public comment.

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Notice 10 Feb 2025 options regulatory fee, exchange commission, securities, nasdaq, compliance

⏳Nasdaq MRX Delays New Options Regulatory Fee Implementation

The Securities and Exchange Commission announces a proposed rule change by Nasdaq MRX to delay the implementation of the new Options Regulatory Fee and its associated methodology, shifting the effective date to June 1, 2025, and introducing a sunset clause. The move aims to refine the fee structure before enforcement.

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Notice 7 Feb 2025 exchange commission, options trading, securities, financial services, regulatory compliance

📈Nasdaq BX Proposes Amendment to Options Trading Rules

Nasdaq BX, Inc. has filed a proposed rule change regarding options trading, focusing on amendments to the treatment of responses in the Price Improvement Auction (PRISM) and clarifications on risk protection measures. The proposal is designated for immediate effectiveness, inviting public comments and compliance considerations from stakeholders.

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