Notice 17 Mar 2025 regulation, finance, securities, exchange commission, commodities, cryptocurrency, cboe bzx, trust shares

📈SEC Notice on Cboe BZX Exchange’s VanEck Solana Trust Proposal

The SEC issued a notice regarding a proposed rule change by Cboe BZX Exchange for the listing and trading of the VanEck Solana Trust, a commodity-based trust. The commission has extended the review period to allow for further consideration of the proposal and associated issues. This development highlights the regulatory landscape for cryptocurrency investment vehicles.

Learn More
Notice 4 Mar 2025 exchange commission, market data fees, business compliance, securities, regulatory change

📊MIAX Proposes New Fee Categories for Market Data Feeds

The Miami International Securities Exchange has filed a notice to amend its Fee Schedule, introducing new fee categories for its proprietary market data feeds, including the Top of Market and Complex Top of Market feeds. The proposed changes are set for immediate effectiveness and invite public comment.

Learn More
Notice 10 Feb 2025 options regulatory fee, exchange commission, securities, nasdaq, compliance

⏳Nasdaq MRX Delays New Options Regulatory Fee Implementation

The Securities and Exchange Commission announces a proposed rule change by Nasdaq MRX to delay the implementation of the new Options Regulatory Fee and its associated methodology, shifting the effective date to June 1, 2025, and introducing a sunset clause. The move aims to refine the fee structure before enforcement.

Learn More
Notice 7 Feb 2025 exchange commission, options trading, securities, financial services, regulatory compliance

📈Nasdaq BX Proposes Amendment to Options Trading Rules

Nasdaq BX, Inc. has filed a proposed rule change regarding options trading, focusing on amendments to the treatment of responses in the Price Improvement Auction (PRISM) and clarifications on risk protection measures. The proposal is designated for immediate effectiveness, inviting public comments and compliance considerations from stakeholders.

Learn More
Notice 4 Feb 2025 compliance, regulation, securities, financial services, nasdaq, exchange commission, etf, crypto

📈SEC Publishes Proposed Rule Change for Hashdex NFT ETF

The SEC has published a notice regarding a proposed rule change from Nasdaq, focusing on service providers and basket size for the Hashdex Nasdaq Crypto Index US ETF. This change aims to streamline compliance with the Trust's registration statement while maintaining listing requirements under Nasdaq Rule 5711(d). Interested parties are invited to comment on the proposed changes.

Learn More
Compliance, Financial Reporting, Regulatory Changes 30 Jan 2025 securities, financial reporting, accounting, reporting and recordkeeping requirements, exchange commission, accounting standards, crypto-assets, liability

📊SEC Rescinds Guidance on Crypto-Assets - SAB 122 Insights

This staff accounting bulletin ("SAB") rescinds the interpretive guidance included in Section FF of Topic 5 in the Staff Accounting Bulletin Series entitled Accounting for Obligations to Safeguard Crypto-Assets an Entity Holds for its Platform Users ("Topic 5.FF").

Learn More
Regulatory Change, Financial Markets 30 Jan 2025 securities, investment, exchange commission, precious metals, etfs, cboe bzx
Regulatory Compliance, Financial Implications 23 Jan 2025 regulatory compliance, securities, nasdaq, audit trail, exchange commission, financial fees
Regulatory, Compliance 21 Jan 2025 compliance, securities, nyse, rule change, exchange commission
Compliance, Financial Impact 13 Jan 2025 market data, securities, inflation, regulation, exchange commission