Notice 10 Jul 2025 exchange, regulation, securities, investment, cryptocurrency

💹Cboe BZX Exchange Proposed Rule Change for Fidelity Solana Fund

The SEC is reviewing a proposed rule change by Cboe BZX Exchange to list and trade shares of the Fidelity Solana Fund. The Trust aims to track the performance of the digital asset Solana, involving potential new investment opportunities and regulatory considerations for interested parties.

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Notice 9 Jul 2025 compliance, exchange, regulation, securities, fees, financial, market, cat

💰Cboe EDGA Proposed Fee Change for Consolidated Audit Trail

The Securities and Exchange Commission published a notice about Cboe EDGA Exchange's proposed fee change for Industry Members, aimed at recovering costs associated with the Consolidated Audit Trail (CAT). The proposal details fee structures for the remainder of 2025, covering operational expenses that ensure compliance and data management under the CAT NMS Plan.

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Notice 2 Jul 2025 trading, exchange, regulation, securities, nasdaq, etp, market pricing

📈Nasdaq Proposes Enhanced Closing Price Determination for ETPs

The Securities and Exchange Commission has announced a proposed rule change by Nasdaq to modify how the Official Closing Price (NOCP) is determined for exchange-traded products (ETPs) with less than one round lot traded. By adopting a time-weighted average price method, the proposal aims to provide a more accurate reflection of ETP values, particularly for those with lower trading volumes.

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Notice 27 Jun 2025 compliance, exchange, regulatory, securities, cboe edga, timestamp

📊Cboe EDGA Proposes Rule Change on Timestamp Granularity

The Cboe EDGA Exchange has filed a proposed rule change to amend its compliance rule regarding timestamp granularity. The amendment extends the expiration date of an exemptive relief from April 2025 to April 2030, affecting how timestamps are handled for reporting to the Consolidated Audit Trail (CAT). The change aims to ensure consistency with regulatory requirements while addressing operational procedures for Industry Members.

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Notice 23 Jun 2025 sec, exchange, investment, options trading, commodities, etfs

📈SEC Proposes Options Trading on Commodity-Based Trust Shares

The SEC is considering amendments to allow the listing and trading of options on Commodity-Based Trust Shares, enhancing trading capabilities for ETFs and fostering a more transparent market environment. The proposed changes aim to provide investors with better tools for hedging and price discovery while maintaining compliance with existing regulatory requirements.

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Notice 23 Jun 2025 sec, exchange, regulation, securities, investment, etf, cryptocurrency

📈SEC Proposes Rule Change for Franklin XRP ETF Listing

The SEC is reviewing a proposed rule change by Cboe BZX Exchange to list and trade shares of the Franklin XRP ETF, which aims to reflect the performance of XRP. The review process will assess the proposal’s compliance with legal standards and solicits public comments on potential investor protection concerns.

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Notice 17 Jun 2025 exchange, regulation, finance, securities, investment, nasdaq, etf

📈SEC Extends Review Period for VanEck Avalanche ETF Proposal

The Securities and Exchange Commission has extended the review period for a proposed rule change regarding the listing and trading of VanEck Avalanche ETF on the Nasdaq Stock Market. This decision allows additional time to consider the implications of the proposal and any associated regulatory issues.

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Notice 11 Jun 2025 exchange, regulation, securities, cboe, fees, business costs, trading platforms

💵Cboe Legacy Silexx Platform Fee Increase

The Cboe Exchange has proposed a fee increase for specific Legacy Silexx platform versions. As the exchange transitions to newer platforms, the proposed fee changes aim to manage operational costs and encourage users to migrate. The details of the fee structure and implications for users are outlined, inviting comments from stakeholders.

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Notice 10 Jun 2025 compliance, exchange, regulation, securities, investment, nasdaq, etf, digital assets

📈Proposed Rule for 21Shares SUI ETF Listing on Nasdaq

The Securities and Exchange Commission is seeking comments on a proposed rule change by Nasdaq to list and trade shares of the 21Shares SUI ETF. This passive investment vehicle aims to track the performance of SUI tokens through a regulated exchange, offering investors an indirect access point to digital assets and the Sui Network.

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Notice 10 Jun 2025 compliance, exchange, regulation, finance, securities, cboe, retail orders, equities

📈Cboe EDGX Amendments for Retail Orders in Principal Capacity

The Cboe EDGX Exchange proposes to amend its rules to allow Retail Member Organizations to enter retail orders in a principal capacity. This change aims to improve execution prices for retail customers and requires RMOs to adopt new compliance measures, enhancing market efficiency and competition while fostering better trading conditions for individual investors.

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