Notice 25 Aug 2025 sec, regulatory compliance, enforcement actions, closed meeting, corporate governance

🔍SEC Closed Meeting Announcement and Business Implications

The Securities and Exchange Commission (SEC) announces a closed meeting scheduled to consider various matters, including settling injunctive actions and administrative proceedings. The meeting will take place remotely and is closed to the public, with attendance limited to Commission staff and legal counsel. Important updates regarding the agenda will be provided on the SEC website if there are any changes.

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Notice 20 Jun 2025 regulatory compliance, financial regulations, enforcement actions, business meetings, securities exchange commission, litigation

🏛️SEC Sunshine Act Meeting on Enforcement Matters - June 2025

The SEC will hold a private meeting to discuss sensitive enforcement matters, including litigation claims and regulatory actions. The meeting aims to address significant topics relevant to compliance and examination proceedings, implying potential changes in regulatory focus that may affect various businesses.

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Notice 24 Feb 2025 compliance, sec, regulation, enforcement actions, legal proceedings, business ethics, corporate governance

⚖️SEC Sunshine Act Meeting

The SEC scheduled a closed meeting to discuss significant matters including injunctive actions, administrative proceedings, and litigation claims. Attendance will be restricted to select officials and staff, with implications for businesses involved in such matters. Updates will be published on their website if schedule changes occur, emphasizing the importance of regulatory awareness for corporations.

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Regulatory Changes, Compliance 21 Jan 2025 compliance, regulation, administrative practice and procedure, enforcement actions, executive order, department of justice, guidance documents

📜DOJ Finalizes Guidance Document Regulations Effective January 2025

This rule finalizes without change an interim final rule by which the Department of Justice ("Department") removed amendments to its regulations that were made during 2020 pursuant to the now-revoked Executive Order 13891, which had imposed limitations on the use of Department guidance documents in criminal and civil enforcement actions brought by the Department.

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