Notice
14 Jul 2025
sec, financial regulation, broker-dealers, market makers, national securities exchange, dream exchange
💼SEC Notice on Dream Exchange Holdings, Inc. Application for Registration
The Securities and Exchange Commission published a notice regarding Dream Exchange Holdings, Inc.'s application for registration as a national securities exchange. The notice invites public comments on the proposed exchange's operational structure, which includes a technology services agreement for its trading platform. The filing reflects updates to governance provisions and aims to ensure compliance with existing securities laws.
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