Notice 27 Aug 2025 compliance, sec, securities regulation, national securities exchange, dream exchange

📈SEC Notice on Dream Exchange's Securities Exchange Registration

The SEC has announced a longer period for reviewing Dream Exchange Holdings, Inc.'s application for national securities exchange registration. Initially filed in February 2025, the application and its amendments have received no public comments. The new deadline for a decision is set for November 28, 2025, allowing the SEC more time to assess compliance with regulatory standards.

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Notice 14 Jul 2025 sec, financial regulation, broker-dealers, market makers, national securities exchange, dream exchange

💼SEC Notice on Dream Exchange Holdings, Inc. Application for Registration

The Securities and Exchange Commission published a notice regarding Dream Exchange Holdings, Inc.'s application for registration as a national securities exchange. The notice invites public comments on the proposed exchange's operational structure, which includes a technology services agreement for its trading platform. The filing reflects updates to governance provisions and aims to ensure compliance with existing securities laws.

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