Notice
27 Jun 2025
compliance, regulation, securities, financial services, risk management, disruption rules
📈Amendments to FICC Disruption Rules Impacting Financial Services
The Securities and Exchange Commission has published a notice regarding proposed modifications to the Fixed Income Clearing Corporation's Disruption Rules. The amendments aim to enhance the handling of participant system disruptions, define new terms, and streamline reporting processes. This initiative focuses on improving operational risk management and overall compliance within the financial services sector.
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