Notice
27 Mar 2025
compliance, regulation, securities, financial services, dtcc, disruption
📈Proposed Rule Change on Participant System Disruption by FICC
The Securities and Exchange Commission has published a notice regarding proposed amendments to the Fixed Income Clearing Corporation's Disruption Rules. These changes aim to streamline procedures for managing significant system disruptions affecting DTCC Systems Participants, enhancing compliance mechanisms and operational risk management within the financial services industry.
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