Notice 24 Jun 2025 compliance, sec, regulatory, securities, debt securities, trust indenture act

📄SEC Notice on Form T-3 Application for Indenture Qualification

The SEC is seeking comments on the extension of Form T-3, which is necessary for the qualification of indentures under the Trust Indenture Act of 1939. The form is crucial for offering debt securities not required to be registered under the Securities Act. The notice invites public feedback on the collection of information and its implications.

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Notice 6 May 2025 nyse, securities exchange, financial regulation, trading rules, debt securities

📈NYSE Proposes Rule Change for Trading Unlisted Debt Securities

The Securities and Exchange Commission has published a notice regarding the New York Stock Exchange's proposed amendments to Rules 1400 and 1401, aimed at enhancing the trading of unlisted debt securities on its NYSE Bonds platform. The proposed changes seek to expand trading options, improve regulatory compliance, and promote a competitive and transparent bond market.

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Notice 4 Mar 2025 sec, regulation, securities, nyse, financial markets, debt securities

📈SEC Approves NYSE’s Amendment for Trading Debt Securities

The Securities and Exchange Commission has granted the New York Stock Exchange approval to amend a prior exemption, allowing issuers of debt securities to trade on NYSE Bonds even if their securities are not registered with the Exchange Act, provided certain conditions are met. This aims to improve competition and transparency in the public debt markets.

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