Notice
27 Mar 2025
compliance, sec, regulation, securities, investment, crowdfunding, intermediaries
📈SEC Proposed Rules on Crowdfunding for Intermediaries
The SEC is soliciting comments on proposed information collection rules for intermediaries under Regulation Crowdfunding. The rules detail compliance requirements for intermediaries to facilitate securities offerings, including registration, investor interactions, and disclosure obligations, emphasizing the need for operational transparency and accountability in crowdfunding activities.
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Notice
4 Mar 2025
sec, crowdfunding, regulation, compliance, funding portals, securities
📈SEC Proposes Extension on Crowdfunding Information Collection Rules
The SEC is soliciting comments on the extension of Rules 400-404 under Regulation Crowdfunding, essential for funding portals. These rules require portals to collect and maintain specific information to improve transparency and compliance with federal securities laws, affecting how they operate and report to the Commission.
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